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Advisor at MDRN CAPITAL
Rockford, MI | ANNAPOLIS, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MDRN CAPITAL | Independent wealth | Sep 16, 2024 | n/a | yes | Rockford, MI|ANNAPOLIS, MD | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 28, 2023 | Jul 31, 2024 | no | GRAND RAPIDS, MI | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Dec 21, 2020 | May 5, 2022 | no | TROY, MI|GRAND RAPIDS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MDRN CAPITAL | Jul 31, 2024 | Sep 16, 2024 | 47 | Firm change | Wirehouse to RIA |
| PRUCO SECURITIES, LLC | J.P. MORGAN SECURITIES LLC | May 5, 2022 | Aug 28, 2023 | 480 | Firm change after gap | Ibd to wirehouse |