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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ALBITZ/MILOE AND ASSOCIATES, INC.

CRD 104777

TORRANCE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b3e20722-da9d-e0e4-d5cc-0f2d1b210a29

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2012 to Mar 25, 2026
69 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $821MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $819M
Private client RAUM: $813MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $137Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,394
Individual clients: 445
High net worth clients: 212
SEC number: 801-22365
CRD: 104777
Filings on the tape: 69
First filed: Mar 9, 2012
Latest filed: Mar 25, 2026
Organised: Corporation, CA
Website: albitzmiloe.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PHILIP JOSEPH ALBITZ	Certified Financial Planner	TORRANCE, CA	22	38	n/a	yes
PAUL KURTIS MILOE	n/a	TORRANCE, CA	15	29	n/a	yes
SYLVIA F SALGUERO	n/a	TORRANCE, CA	15	25	n/a	yes
CLETE PHILIP ALBITZ	Certified Financial Planner\|Chartered Financial Analyst	PALOS VERDES ESTATES, CA \| TORRANCE, CA	15	20	n/a	yes
VANCE PHILIP ALBITZ	Certified Financial Planner	TORRANCE, CA	9	10	n/a	yes
CHRISTOPHER ARTHUR STRONG	n/a	TORRANCE, CA	8	30	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALBITZ, CLETE, PHILIP	CO-SENIOR VICE PRESIDENT	C	yes	01/2022	Dec 16, 2014	Mar 18, 2024
ALBITZ, PHILIP, JOSEPH	PRESIDENT AND CEO	C	yes	12/2020	Mar 9, 2012	Mar 18, 2024
MILOE, PAUL, KURTIS	CO-SENIOR VICE PRESIDENT AND CCO	C	yes	01/2022	Dec 16, 2014	Mar 18, 2024
ALBITZ, VANCE, PHILIP	VICE PRESIDENT	C	no	01/2022	Jan 7, 2022	Mar 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CETERA ADVISOR NETWORKS LLC	n/a	Former SEC adviser	$47B	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$821M	$819M	5	5	0	n/a	n/a
2024	Mar 31, 2025	$704M	$702M	5	5	0	n/a	n/a
2023	Mar 15, 2024	$606M	$604M	5	5	0	n/a	n/a
2022	Jan 31, 2023	$535M	$533M	5	5	0	n/a	n/a
2021	Mar 8, 2022	$576M	$574M	5	5	0	n/a	n/a
2020	Mar 3, 2021	$478M	$473M	5	5	0	n/a	n/a
2019	Mar 11, 2020	$409M	$408M	6	6	0	n/a	n/a
2018	Mar 12, 2019	$323M	$321M	6	6	0	n/a	n/a
2017	Mar 8, 2018	$306M	$304M	6	6	0	n/a	n/a
2016	Feb 24, 2017	$262M	$260M	6	6	n/a	n/a	n/a
2015	Feb 18, 2016	$213M	$206M	7	5	n/a	n/a	n/a
2014	Mar 6, 2015	$179M	$154M	7	5	n/a	n/a	n/a
2013	Mar 17, 2014	$154M	$117M	6	5	n/a	n/a	n/a
2012	Mar 4, 2013	$126M	$38.9M	6	5	n/a	n/a	n/a
2011	Mar 9, 2012	$116M	$14.9M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$821M	$704M	16.6%	$535M	15.3%	5	5	0	0

Relationships

Affiliated with (1)

→ CETERA ADVISOR NETWORKS LLCRegistered adviserother investment adviser, broker-dealer
factForm ADV

Registered with (6)

← CHRISTOPHER ARTHUR STRONGAdvisorregistration: current employment
Sep 29, 2017 to presentfactForm ADV
← VANCE PHILIP ALBITZAdvisorregistration: current employment
Feb 23, 2017 to presentfactForm ADV
← PAUL KURTIS MILOEAdvisorregistration: current employment
May 4, 2011 to presentfactForm ADV
← SYLVIA F SALGUEROAdvisorregistration: current employment
May 4, 2011 to presentfactForm ADV
← CLETE PHILIP ALBITZAdvisorregistration: current employment
May 4, 2011 to presentfactForm ADV
← PHILIP JOSEPH ALBITZAdvisorregistration: current employment
Mar 10, 2004 to presentfactForm ADV

Controls (3)

← ALBITZ, PHILIP, JOSEPHOwnerPRESIDENT AND CEO, ownership code C, individual
Mar 9, 2012 to Mar 18, 2024factForm ADV
← MILOE, PAUL, KURTISOwnerCO-SENIOR VICE PRESIDENT AND CCO, ownership code C, individual
Dec 16, 2014 to Mar 18, 2024factForm ADV
← ALBITZ, CLETE, PHILIPOwnerCO-SENIOR VICE PRESIDENT, ownership code C, individual
Dec 16, 2014 to Mar 18, 2024factForm ADV

Owns (1)

← ALBITZ, VANCE, PHILIPOwnerVICE PRESIDENT, ownership code C, individual
Jan 7, 2022 to Mar 18, 2024factForm ADV

Dated events

Occurred
Dec 4, 2020
Control person left
Chris Miloe (Ceo) no longer on Schedule A of Albitz/Miloe And Associates, Inc. (listed 2020-11-06, absent 2020-12-04)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3e20722-da9d-e0e4-d5cc-0f2d1b210a29
First observed: Mar 9, 2012
Last observed: Mar 25, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALBITZ/MILOE AND ASSOCIATES, INC.

CRD 104777

TORRANCE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b3e20722-da9d-e0e4-d5cc-0f2d1b210a29

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:16 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PHILIP JOSEPH ALBITZ

Certified Financial Planner

TORRANCE, CA

n/a

yes

PAUL KURTIS MILOE

n/a

TORRANCE, CA

n/a

yes

SYLVIA F SALGUERO

n/a

TORRANCE, CA

n/a

yes

CLETE PHILIP ALBITZ

Certified Financial Planner|Chartered Financial Analyst

PALOS VERDES ESTATES, CA | TORRANCE, CA

n/a

yes

VANCE PHILIP ALBITZ

Certified Financial Planner

TORRANCE, CA

n/a

yes

CHRISTOPHER ARTHUR STRONG

n/a

TORRANCE, CA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALBITZ, CLETE, PHILIP

CO-SENIOR VICE PRESIDENT

yes

01/2022

Dec 16, 2014

Mar 18, 2024

ALBITZ, PHILIP, JOSEPH

PRESIDENT AND CEO

yes

12/2020

Mar 9, 2012

Mar 18, 2024

MILOE, PAUL, KURTIS

CO-SENIOR VICE PRESIDENT AND CCO

yes

01/2022

Dec 16, 2014

Mar 18, 2024

ALBITZ, VANCE, PHILIP

VICE PRESIDENT

01/2022

Jan 7, 2022

Mar 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CETERA ADVISOR NETWORKS LLC

n/a

Former SEC adviser

$47B

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$821M

$819M

n/a

2024

Mar 31, 2025

$704M

$702M

n/a

2023

Mar 15, 2024

$606M

$604M

n/a

2022

Jan 31, 2023

$535M

$533M

n/a

2021

Mar 8, 2022

$576M

$574M

n/a

2020

Mar 3, 2021

$478M

$473M

n/a

2019

Mar 11, 2020

$409M

$408M

n/a

2018

Mar 12, 2019

$323M

$321M

n/a

2017

Mar 8, 2018

$306M

$304M

n/a

2016

Feb 24, 2017

$262M

$260M

n/a

2015

Feb 18, 2016

$213M

$206M

n/a

2014

Mar 6, 2015

$179M

$154M

n/a

2013

Mar 17, 2014

$154M

$117M

n/a

2012

Mar 4, 2013

$126M

$38.9M

n/a

2011

Mar 9, 2012

$116M

$14.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$821M

$704M

16.6%

$535M

15.3%