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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

Sean Patrick Kelleher

Advisor at EMPOWER ADVISORY GROUP, LLC

GREENWOOD VILLAGE, CO | West Sacramento, CA

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Search this name across graphsid dfx:ria:b3f3724a-acfa-e002-0f8a-bd275588abe3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 17, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 17, 2018
First registration: Sep 17, 2018
Dual registered: yes, broker-dealer
IAPD individual key: 6385777

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Mar 6, 2026	n/a	yes	West Sacramento, CA\|GREENWOOD VILLAGE, CO	Current employment
TOWERPOINT WEALTH, LLC	Independent wealth	Oct 17, 2025	Jan 20, 2026	no	SACRAMENTO, CA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	Oct 13, 2025	no	GOLD RIVER, CA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Aug 1, 2019	Mar 21, 2024	no	GREENWOOD VILLAGE, CO\|GOLD RIVER, CA	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Sep 17, 2018	Aug 1, 2019	no	Gold River, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TOWERPOINT WEALTH, LLC	EMPOWER ADVISORY GROUP, LLC	Jan 20, 2026	Mar 6, 2026	45	Firm change	RIA to ibd
CETERA INVESTMENT ADVISERS LLC	TOWERPOINT WEALTH, LLC	Oct 13, 2025	Oct 17, 2025	4	Firm change	Ibd to RIA
CETERA ADVISORS LLC	CETERA INVESTMENT ADVISERS LLC	Mar 21, 2024	Mar 21, 2024	0	Bulk transfer	Ibd to ibd
NEXT FINANCIAL GROUP, INC.	CETERA ADVISORS LLC	Aug 1, 2019	Aug 1, 2019	0	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Mar 6, 2026 to presentfactForm ADV
→ TOWERPOINT WEALTH, LLCRegistered adviserregistration: previous registration
Oct 17, 2025 to Jan 20, 2026factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Mar 21, 2024 to Oct 13, 2025factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Aug 1, 2019 to Mar 21, 2024factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Sep 17, 2018 to Aug 1, 2019factForm ADV

Dated events

Occurred
Jan 20, 2026
Advisor changed firm
Sean Patrick Kelleher left Towerpoint Wealth, Llc for Empower Advisory Group, Llc (registered 2026-03-06)
Form ADVobserved 6 days ago
Occurred
Oct 13, 2025
Advisor changed firm
Sean Patrick Kelleher left Cetera Investment Advisers Llc for Towerpoint Wealth, Llc (registered 2025-10-17)
Form ADVobserved 6 days ago