DFX Intelligence

L••••• A•• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

L••••• A•• V•••••

Advisor at J• W• C••• A•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:b401497f-8415-92e3-02d6-b20f016db4bb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 16, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Jun 14, 2019	n/a	yes	Key West, FL\|TAMPA, FL\|Big Pine Key, FL	Current employment
I••••••••• D••••• A•••••••• L••	Independent wealth	Jan 3, 2019	Jun 11, 2019	no	BIG PINE KEY, FL\|CARLSBAD, CA

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• D••••• A•••••••• L••	J• W• C••• A•••••••• I•••	Jun 11, 2019	Jun 14, 2019	3	Firm change	RIA to ibd
L••••• W••••• M••••••••• L••	I••••••••• D••••• A•••••••• L••	Mar 1, 2019	Jan 3, 2019

Team moves

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Team	Left	Joined	From	Kind
150734:299589:FL:2019-03-01	Mar 1, 2019	Jan 3, 2019	BIG PINE KEY, FL	Firm change after gap

Relationships

Registered with (4)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
Jun 14, 2019 to presentfactForm ADV
→ I••••••••• D••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 3, 2019 to Jun 11, 2019factForm ADV
→ L••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 7, 2017 to Mar 1, 2019factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b401497f-8415-92e3-02d6-b20f016db4bb
First observed: Dec 16, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.