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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC

CRD 146270

SOUTHPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b405e4cb-68b0-a31b-e17e-f5bbaac91bd0

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2011 to Mar 24, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $192MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $156M
Private client RAUM: $186MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $64.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 326
Individual clients: 98
High net worth clients: 84
Custody, client assets: $33.9M
SEC number: 801-68863
CRD: 146270
Filings on the tape: 35
First filed: Nov 15, 2011
Latest filed: Mar 24, 2026
Organised: Limited Liability Company, CT
Website: southportstation.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS ANTHONY TURIANO	Certified Financial Planner\|Chartered Financial Consultant	WINDERMERE, FL \| SOUTHPORT, CT	18	25	2	yes
DAVID MARK BREZINA	Certified Financial Planner	SEYMOUR, CT \| SOUTHPORT, CT	18	28	n/a	no
Eric Carl Peck	n/a	SOUTHPORT, CT	6	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
TECK FINANCIAL, INC.	Member	E	yes	01/2015	Mar 31, 2021	Mar 27, 2024
TURIANO, THOMAS, ANTHONY	SOLE OWNER	E	yes	01/2015	Nov 15, 2011	Mar 27, 2024
TURIANO, THOMAS, ANTHONY	CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR	Na	yes	01/2014	Nov 15, 2011	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BARTH INSURANCE AGENCY	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$192M	$156M	3	3	2	n/a	n/a
2024	Mar 21, 2025	$184M	$141M	3	3	2	n/a	n/a
2023	Mar 26, 2024	$175M	$139M	3	3	2	n/a	n/a
2022	Mar 22, 2023	$158M	$127M	3	3	2	n/a	n/a
2021	Mar 28, 2022	$169M	$144M	4	3	2	n/a	n/a
2020	Mar 31, 2021	$160M	$129M	4	3	2	n/a	n/a
2019	Mar 26, 2020	$152M	$123M	3	2	1	n/a	n/a
2018	Mar 6, 2019	$120M	$110M	3	2	1	n/a	n/a
2017	Mar 28, 2018	$133M	$103M	5	3	2	n/a	n/a
2016	Mar 25, 2017	$120M	$109M	4	3	n/a	n/a	n/a
2015	Mar 24, 2016	$97.0M	$81.7M	4	3	n/a	n/a	n/a
2014	Mar 30, 2015	$117M	$117M	3	3	n/a	n/a	n/a
2013	Mar 10, 2014	$102M	$80.8M	4	3	n/a	n/a	n/a
2012	Feb 27, 2013	$95.1M	$90.3M	4	3	n/a	n/a	n/a
2011	Jan 31, 2012	$90.0M	$75.4M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$192M	$184M	4.5%	$158M	6.8%	3	3	2	2

Relationships

Registered with (4)

← Eric Carl PeckAdvisorregistration: current employment
Aug 25, 2020 to presentfactForm ADV
← DAVID MARK BREZINAAdvisorregistration: current employment
Aug 11, 2008 to presentfactForm ADV
← THOMAS ANTHONY TURIANOAdvisorregistration: current employment
Apr 4, 2008 to presentfactForm ADV
← THOMAS F FULLMANAdvisorregistration: previous registration
Dec 7, 2012 to Jul 23, 2013factForm ADV

Controls (2)

← TURIANO, THOMAS, ANTHONYOwnerSOLE OWNER, ownership code E, individual
Nov 15, 2011 to Mar 27, 2024factForm ADV
← TECK FINANCIAL, INC.OwnerMEMBER, ownership code E, domestic entity
Mar 31, 2021 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 6, 2019
Control person left
Mark David Brezina (Chief Investment Officer) no longer on Schedule A of Southport Station Financial Management, Llc (listed 2018-08-17, absent 2019-03-06)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b405e4cb-68b0-a31b-e17e-f5bbaac91bd0
First observed: Nov 15, 2011
Last observed: Mar 24, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC

CRD 146270

SOUTHPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b405e4cb-68b0-a31b-e17e-f5bbaac91bd0

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:39 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS ANTHONY TURIANO

Certified Financial Planner|Chartered Financial Consultant

WINDERMERE, FL | SOUTHPORT, CT

yes

DAVID MARK BREZINA

Certified Financial Planner

SEYMOUR, CT | SOUTHPORT, CT

n/a

Eric Carl Peck

n/a

SOUTHPORT, CT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

TECK FINANCIAL, INC.

Member

yes

01/2015

Mar 31, 2021

Mar 27, 2024

TURIANO, THOMAS, ANTHONY

SOLE OWNER

yes

01/2015

Nov 15, 2011

Mar 27, 2024

TURIANO, THOMAS, ANTHONY

CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR

yes

01/2014

Nov 15, 2011

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BARTH INSURANCE AGENCY

n/a

City

State

Country

Employees

Also broker-dealer

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$192M

$156M

n/a

2024

Mar 21, 2025

$184M

$141M

n/a

2023

Mar 26, 2024

$175M

$139M

n/a

2022

Mar 22, 2023

$158M

$127M

n/a

2021

Mar 28, 2022

$169M

$144M

n/a

2020

Mar 31, 2021

$160M

$129M

n/a

2019

Mar 26, 2020

$152M

$123M

n/a

2018

Mar 6, 2019

$120M

$110M

n/a

2017

Mar 28, 2018

$133M

$103M

n/a

2016

Mar 25, 2017

$120M

$109M

n/a

2015

Mar 24, 2016

$97.0M

$81.7M

n/a

2014

Mar 30, 2015

$117M

n/a

2013

Mar 10, 2014

$102M

$80.8M

n/a

2012

Feb 27, 2013

$95.1M

$90.3M

n/a

2011

Jan 31, 2012

$90.0M

$75.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$192M

$184M

4.5%

$158M

6.8%