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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)43 years in industry

FREDERICK DENEEN SANCHEZ

Advisor at LPL FINANCIAL LLC

LAGUNA HILLS, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Mar 15, 1991
First registration: Jan 14, 2002
Dual registered: yes, broker-dealer
Other names: Fred Sanchez
IAPD individual key: 1123573

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 14, 2024	n/a	yes	LAGUNA HILLS, CA	Current employment
CROWN CAPITAL SECURITIES, L.P.	Former SEC adviser	Jul 30, 2014	Jul 26, 2024	no	LAGUNA HILLS, CA\|ORANGE, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	Aug 20, 2014	no	LAGUNA HILLS, CA	Previous registration
MUTUAL SERVICE CORPORATION	n/a	Jan 14, 2002	Sep 8, 2009	no	BOSTON, MA\|LAGUNA HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CROWN CAPITAL SECURITIES, L.P.	LPL FINANCIAL LLC	Jul 26, 2024	Aug 14, 2024	19	Firm change	Ibd to ibd
LPL FINANCIAL LLC	CROWN CAPITAL SECURITIES, L.P.	Aug 20, 2014	Jul 30, 2014	-21	Firm change	Other
MUTUAL SERVICE CORPORATION	LPL FINANCIAL LLC	Sep 8, 2009	Sep 8, 2009	0	Bulk transfer	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 8, 2009 to Aug 20, 2014factForm ADV
→ CROWN CAPITAL SECURITIES, L.P.Registered adviserregistration: previous registration
Jul 30, 2014 to Jul 26, 2024factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Jan 14, 2002 to Sep 8, 2009factForm ADV

Dated events

Occurred
Jul 26, 2024
Advisor changed firm
Frederick Deneen Sanchez left Crown Capital Securities, L.P. for Lpl Financial Llc (registered 2024-08-14)
Form ADVobserved 6 days ago