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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

WEST RIM CAPITAL I, LLC

CRD 124760

LEHI, UT

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Search this name across graphsid dfx:ria:b4104b34-6d7d-66b5-921d-8babb6933f22

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Mar 30, 2017
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

West Rim Capital I, LLC

Firm · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.3MItem 5.F on the latest filing (2017-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 28
Advisory employees: 22
Accounts: 4
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $1.3Mgross asset value as reported per fund; never fund size
SEC number: 801-61778
CRD: 124760
Filings on the tape: 9
First filed: Mar 30, 2012
Latest filed: Mar 30, 2017
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SORENSON CAPITAL PARTNERS, LP	Private Equity Fund	$1.2M	Mar 30, 2017	43	Mar 30, 2012	reported	021-51755
WEST RIM CAPITAL INVESTMENT PARTNERS, LP	Private Equity Fund	$114,166	Mar 30, 2017	45	Mar 30, 2012	reported	021-999999
WEST RIM CAPITAL SPECIAL INVESTORS B, LLC	Private Equity Fund	$15,408	Mar 30, 2017	1	Mar 30, 2012	reported	021-999999
WEST RIM CAPITAL SPECIAL INVESTORS, LLC	Private Equity Fund	$7,954	Mar 30, 2017	1	Mar 30, 2012	reported	021-999999

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BULLOCK, DAVID, FRASER	MEMBER, MANAGER	B	yes	01/2003	Mar 30, 2012	Mar 30, 2017
DUNN, BRIAN, E	Cco	Na	yes	07/2010	Mar 30, 2012	Mar 30, 2017
MIKA, RONALD, PAUL	MEMBER, MANAGER	B	yes	01/2003	Mar 30, 2012	Mar 30, 2017
LAWSON, RICHARD, FRANKLIN	Member	B	no	02/2010	Mar 30, 2012	Mar 30, 2017
YOUNG, JON, STEVEN	Member	B	no	02/2010	Mar 30, 2012	Mar 30, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SORENSON PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
WEST RIM CAPITAL SCP MANAGEMENT, L.P.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 30, 2017	$1.3M	$1.3M	28	22	n/a	4	$1.3M
2015	Mar 30, 2016	$1.4M	$1.4M	25	19	n/a	4	$1.4M
2014	Mar 31, 2015	$11.0M	$11.0M	33	23	n/a	4	$11.1M
2013	Mar 27, 2014	$38.2M	$38.2M	35	23	n/a	4	$38.2M
2012	Apr 1, 2013	$43.8M	$43.8M	41	28	n/a	4	$43.8M
2011	Mar 30, 2012	$61.4M	$61.4M	n/a	n/a	n/a	4	$61.4M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$1.3M	$1.4M	-5.2%	$38.2M	-67.6%	28	25	n/a	n/a

Relationships

Advises (4)

→ WEST RIM CAPITAL SPECIAL INVESTORS, LLCPrivate fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ SORENSON CAPITAL PARTNERS, LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ WEST RIM CAPITAL INVESTMENT PARTNERS, LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ WEST RIM CAPITAL SPECIAL INVESTORS B, LLCPrivate fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV

Owns (2)

← LAWSON, RICHARD, FRANKLINOwnerMEMBER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← YOUNG, JON, STEVENOwnerMEMBER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV

Controls (3)

← BULLOCK, DAVID, FRASEROwnerMEMBER, MANAGER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← MIKA, RONALD, PAULOwnerMEMBER, MANAGER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← DUNN, BRIAN, EOwnerCCO, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4104b34-6d7d-66b5-921d-8babb6933f22
First observed: Mar 30, 2012
Last observed: Mar 30, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEST RIM CAPITAL I, LLC

CRD 124760

LEHI, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4104b34-6d7d-66b5-921d-8babb6933f22

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SORENSON CAPITAL PARTNERS, LP

Private Equity Fund

$1.2M

Mar 30, 2017

Mar 30, 2012

reported

021-51755

WEST RIM CAPITAL INVESTMENT PARTNERS, LP

Private Equity Fund

$114,166

Mar 30, 2017

Mar 30, 2012

reported

021-999999

WEST RIM CAPITAL SPECIAL INVESTORS B, LLC

Private Equity Fund

$15,408

Mar 30, 2017

Mar 30, 2012

reported

021-999999

WEST RIM CAPITAL SPECIAL INVESTORS, LLC

Private Equity Fund

$7,954

Mar 30, 2017

Mar 30, 2012

reported

021-999999

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BULLOCK, DAVID, FRASER

MEMBER, MANAGER

yes

01/2003

Mar 30, 2012

Mar 30, 2017

DUNN, BRIAN, E

Cco

yes

07/2010

Mar 30, 2012

Mar 30, 2017

MIKA, RONALD, PAUL

MEMBER, MANAGER

yes

01/2003

Mar 30, 2012

Mar 30, 2017

LAWSON, RICHARD, FRANKLIN

Member

02/2010

Mar 30, 2012

Mar 30, 2017

YOUNG, JON, STEVEN

Member

02/2010

Mar 30, 2012

Mar 30, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SORENSON PARTNERS, LLC

n/a

yes

n/a

WEST RIM CAPITAL SCP MANAGEMENT, L.P.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 30, 2017

$1.3M

n/a

$1.3M

2015

Mar 30, 2016

$1.4M

n/a

$1.4M

2014

Mar 31, 2015

$11.0M

n/a

$11.1M

2013

Mar 27, 2014

$38.2M

n/a

$38.2M

2012

Apr 1, 2013

$43.8M

n/a

$43.8M

2011

Mar 30, 2012

$61.4M

n/a

$61.4M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$1.3M

$1.4M

-5.2%

$38.2M

-67.6%

n/a