DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BRETON HILL CAPITAL LTD.

CRD 155346

TORONTO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b41cd6e1-702b-b951-19e1-51c8d2f52fd8

Data as of Nov 13, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Nov 13, 2014
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $699MItem 5.F on the latest filing (2014-11-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $699M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 5
Accounts: 11
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $362Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-72829
CRD: 155346
Filings on the tape: 8
First filed: Mar 29, 2012
Latest filed: Nov 13, 2014
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BRETON HILL MASTER FUND L.P.	Hedge Fund	$362M	Nov 13, 2014	4	Mar 29, 2012	reported	n/a
BRETON HILL EUREKA FUND, LP	Hedge Fund	$214M	Mar 7, 2014	2	Mar 29, 2012	reported	021-164911
BRETON HILL FUND, LP	Hedge Fund	$2.9M	Mar 7, 2014	3	Mar 29, 2012	reported	021-165714

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARROLL, RAYMOND, BERNARD	MANAGING PARTNER AND CHIEF INVESTMENT OFFICER	C	yes	04/2010	Mar 29, 2012	Nov 13, 2014
GRIFFITHS, SIMON, JEREMY	MANAGING PARTNER AND DIRECTOR OF RESEARCH	C	yes	04/2010	Mar 29, 2012	Nov 13, 2014
MAEBA, FRANK, SHINJI	MANAGING PARTNER AND HEAD OF TRADING AND CHIEF COMPLIANCE OFFICER	C	yes	04/2010	Mar 29, 2012	Nov 13, 2014
SCHAPIRO, GIDEON, ILAN	VICE PRESIDENT OF EQUITY RESEARCH	Na	yes	04/2010	Mar 29, 2012	Nov 13, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BRETON HILL G.P. LTD.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 7, 2014	$549M	$549M	11	5	n/a	3	$574M
2012	Mar 28, 2013	$252M	$252M	7	4	n/a	3	$434M
2011	Mar 29, 2012	$103M	$103M	n/a	n/a	n/a	3	$205M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$699M	$252M	176.9%	n/a	n/a	10	7	n/a	n/a

Relationships

Advises (3)

→ BRETON HILL MASTER FUND L.P.Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ BRETON HILL FUND, LPPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ BRETON HILL EUREKA FUND, LPPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV

Controls (4)

← CARROLL, RAYMOND, BERNARDOwnerMANAGING PARTNER AND CHIEF INVESTMENT OFFICER, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← GRIFFITHS, SIMON, JEREMYOwnerMANAGING PARTNER AND DIRECTOR OF RESEARCH, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← MAEBA, FRANK, SHINJIOwnerMANAGING PARTNER AND HEAD OF TRADING AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← SCHAPIRO, GIDEON, ILANOwnerVICE PRESIDENT OF EQUITY RESEARCH, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b41cd6e1-702b-b951-19e1-51c8d2f52fd8
First observed: Mar 29, 2012
Last observed: Nov 13, 2014 144 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRETON HILL CAPITAL LTD.

CRD 155346

TORONTO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b41cd6e1-702b-b951-19e1-51c8d2f52fd8

Data as of Nov 13, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:35 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BRETON HILL MASTER FUND L.P.

Hedge Fund

$362M

Nov 13, 2014

Mar 29, 2012

reported

n/a

BRETON HILL EUREKA FUND, LP

Hedge Fund

$214M

Mar 7, 2014

Mar 29, 2012

reported

021-164911

BRETON HILL FUND, LP

Hedge Fund

$2.9M

Mar 7, 2014

Mar 29, 2012

reported

021-165714

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARROLL, RAYMOND, BERNARD

MANAGING PARTNER AND CHIEF INVESTMENT OFFICER

yes

04/2010

Mar 29, 2012

Nov 13, 2014

GRIFFITHS, SIMON, JEREMY

MANAGING PARTNER AND DIRECTOR OF RESEARCH

yes

04/2010

Mar 29, 2012

Nov 13, 2014

MAEBA, FRANK, SHINJI

MANAGING PARTNER AND HEAD OF TRADING AND CHIEF COMPLIANCE OFFICER

yes

04/2010

Mar 29, 2012

Nov 13, 2014

SCHAPIRO, GIDEON, ILAN

VICE PRESIDENT OF EQUITY RESEARCH

yes

04/2010

Mar 29, 2012

Nov 13, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BRETON HILL G.P. LTD.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 7, 2014

$549M

n/a

$574M

2012

Mar 28, 2013

$252M

n/a

$434M

2011

Mar 29, 2012

$103M

n/a

$205M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$699M

$252M

176.9%

n/a