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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Denis Ingalls

Advisor at EDWARD JONES

WILMINGTON, NC

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Search this name across graphsid dfx:ria:b428ffbd-89a5-6f38-eded-752adbe5f279

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 25, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 25, 2011
First registration: Apr 4, 2011
Dual registered: yes, broker-dealer
Other names: DENIS J INGALLS|DENIS JOHN INGALLS
IAPD individual key: 4027773

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Apr 13, 2017	n/a	yes	WILMINGTON, NC	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jan 22, 2013	Apr 5, 2016	no	WILMINGTON, NC\|WILMINGTON, NC	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Apr 4, 2012	Feb 4, 2013	no	HAMPSTEAD, NC	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 4, 2011	Feb 28, 2012	no	WILMINGTON, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	EDWARD JONES	Apr 5, 2016	Apr 13, 2017	373	Firm change	Other
SUMMIT FINANCIAL GROUP INC	CUSO FINANCIAL SERVICES, L.P.	Feb 4, 2013	Jan 22, 2013	-13	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	SUMMIT FINANCIAL GROUP INC	Feb 28, 2012	Apr 4, 2012	36	Firm change	Other

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: current employment
Apr 13, 2017 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Jan 22, 2013 to Apr 5, 2016factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Apr 4, 2012 to Feb 4, 2013factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Apr 4, 2011 to Feb 28, 2012factForm ADV

Dated events

No dated event names this entity yet.