DFX Intelligence
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Advisor at L•• F•••••••• L••
IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 5, 2025 | n/a | yes | IRVINE, CA | Current employment |
| W•••••• I••••••••• S••••••••• | Former SEC adviser | Aug 21, 2017 | Jun 5, 2025 | no | Irvine, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• I••••••••• S••••••••• | L•• F•••••••• L•• | Jun 5, 2025 | Jun 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| F•••••••• W••• G•••• | W•••••• I••••••••• S••••••••• | Aug 21, 2017 | Aug 21, 2017 |
| F•••••••• W••• G•••• |
| Former SEC adviser |
| Dec 2, 2008 |
| Aug 21, 2017 |
| no |
| MOORPARK, CA|IRVINE, CA|MOORPARK, CA|W•••LAKE VILLAGE, CA|Marina del Rey, CA |
| Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Sep 12, 2002 | Dec 4, 2008 | no | WOODLAND HILLS, CA|WOODLAND HILLS, CA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| R•• C•••••• M••••••• L•• | F•••••••• W••• G•••• | Dec 4, 2008 | Dec 2, 2008 | -2 | Firm change | Other |