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Advisor at RBC CAPITAL MARKETS, LLC
WEST HARTFORD, CT | Farmington, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Feb 25, 2010 | n/a | yes | Farmington, CT|WEST HARTFORD, CT | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Mar 15, 2010 | no | Hartford, CT | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 2, 1998 | Jun 1, 2009 | no | HARTFORD, CT|HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RBC CAPITAL MARKETS, LLC | Mar 15, 2010 | Feb 25, 2010 | -18 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |