DFX Intelligence
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Reading the graph
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Advisor at O•••••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••••••• | Institutional manager | Jun 1, 2015 | n/a | yes | OVERLAND PARK, KS|Grand Rapids, MI|Auburn Hills, MI | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 5, 2013 | Mar 2, 2017 | no | TROY, MI|SAN DIEGO, CA|TROY, MI|GRAND RAPIDS, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | O••••••••• | Mar 2, 2017 | Jun 1, 2015 | -640 | Firm change after gap | Other |
| N•••••••• F•••••••• P•••••••• I••• | L•• F•••••••• L•• | Dec 31, 2013 | Nov 5, 2013 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:106766:MI:2017-03-02 | Mar 2, 2017 | Jun 1, 2015 | GRAND RAPIDS, MI | Firm change after gap |
| N•••••••• F•••••••• P•••••••• I••• | Former SEC adviser | Oct 29, 2010 | Dec 31, 2013 | no | TROY, MI | Previous registration |
| Firm change after gap |
| Other |