DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M••••••• I••••••••• A•••••••• I•••
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••••• I••••••••• A•••••••• I••• | Independent wealth | Apr 22, 2021 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Apr 29, 2013 | Jun 16, 2015 | no | CARMEL, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•• A•••••• S•••••••• L•• | M••••••• I••••••••• A•••••••• I••• | Jun 16, 2015 | Apr 22, 2021 | 2,137 | Firm change after gap | Other |
| T••••••••• F•••••••• A•••••••• L•• | N•• A•••••• S•••••••• L•• | May 6, 2013 | Apr 29, 2013 |
| T••••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Sep 4, 2009 | May 6, 2013 | no | CARMEL, IN|REDMOND, WA|CARMEL, IN | Previous registration |
| T••••••••• F•••••••• A•••••••• I••• | n/a | Aug 1, 2006 | Sep 4, 2009 | no | CARMEL, IN|CARMEL, IN | Previous registration |
| -7 |
| Firm change |
| Other |
| T••••••••• F•••••••• A•••••••• I••• | T••••••••• F•••••••• A•••••••• L•• | Sep 4, 2009 | Sep 4, 2009 | 0 | Bulk transfer | Other |