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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

STEPHEN REX JOHNSON

Advisor at GARTH & BROWN INVESTMENT MANAGEMENT, LLC

CHATTANOOGA, TN

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Search this name across graphsid dfx:ria:b439747a-1712-fe13-d093-cd67f9763f1f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 7, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GARTH & BROWN INVESTMENT MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Oct 8, 1992
First registration: Jun 7, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2277971

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GARTH & BROWN INVESTMENT MANAGEMENT, LLC	State registered	Feb 16, 2010	n/a	yes	CHATTANOOGA, TN	Current employment
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Sep 3, 2008	Mar 3, 2010	no	CHATTANOOGA, TN	Previous registration
JANUS HENDERSON INVESTORS	Former SEC adviser	Nov 21, 2005	Mar 1, 2007	no	SIGNAL MOUNTAIN, TN	Previous registration
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	n/a	Jun 7, 2002	Apr 13, 2005	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN KEEGAN & COMPANY, LLC	GARTH & BROWN INVESTMENT MANAGEMENT, LLC	Mar 3, 2010	Feb 16, 2010	-15	Firm change	Other
JANUS HENDERSON INVESTORS	MORGAN KEEGAN & COMPANY, LLC	Mar 1, 2007	Sep 3, 2008	552	Firm change after gap	Other
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	JANUS HENDERSON INVESTORS	Apr 13, 2005	Nov 21, 2005	222	Firm change	Other

Relationships

Registered with (4)

→ GARTH & BROWN INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 16, 2010 to presentfactForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Sep 3, 2008 to Mar 3, 2010factForm ADV
→ JANUS HENDERSON INVESTORSRegistered adviserregistration: previous registration
Nov 21, 2005 to Mar 1, 2007factForm ADV
→ INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 7, 2002 to Apr 13, 2005factForm ADV

Dated events

No dated event names this entity yet.