DFX Intelligence

R•••••• L••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

R•••••• L••• L•••••

Advisor at R••• C•••••• A•••••••• L••

MIAMI BEACH, FL

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Search this name across graphsid dfx:ria:b4471951-c05e-907d-9354-6f19a164db87

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 10, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 10, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• C•••••• A•••••••• L••	Independent wealth	Apr 22, 2020	n/a	yes	MIAMI BEACH, FL	Current employment
I•• I••••••••• A•••••••• L••	Mixed wealth	Sep 14, 2016	Oct 3, 2019	no	MIAMI, FL\|SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•• I••••••••• A•••••••• L••	R••• C•••••• A•••••••• L••	Oct 3, 2019	Apr 22, 2020	202	Firm change	RIA to RIA
B• R•••• W••••• M•••••••••	I•• I••••••••• A•••••••• L••	Sep 13, 2016	Sep 14, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
2543:152990:NY:2016-09-13	Sep 13, 2016	Sep 14, 2016	NEW YORK, NY	Firm change
7344:2543:FL:2015-01-26	Jan 26, 2015	Feb 12, 2015	MIAMI, FL	Firm change

Relationships

Registered with (5)

→ R••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Apr 22, 2020 to presentfactForm ADV
→ I•• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 14, 2016 to Oct 3, 2019factForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 12, 2015 to Sep 13, 2016factForm ADV
→ D••••••• • D••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4471951-c05e-907d-9354-6f19a164db87
First observed: Jul 10, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.