DFX Intelligence

Data Factory

M•••••• P••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst11 years in industry

M•••••• P••••• A•••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | Berwyn, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4479146-b63d-d984-f450-e5ab36dec72e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 29, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Sep 11, 2023	n/a	yes	Berwyn, PA\|OVERLAND PARK, KS	Current employment
K••••••••• A•••••••	Former SEC adviser	Oct 29, 2015	Sep 29, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••••• A•••••••	C••••••• P•••••••	Sep 29, 2023	Sep 11, 2023	-18	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
145256:105348:PA:2023-09-29	Sep 29, 2023	Sep 11, 2023	BERWYN, PA	Firm change

Relationships

Registered with (2)

→ C••••••• P•••••••Registered adviserregistration: current employment
Sep 11, 2023 to presentfactForm ADV
→ K••••••••• A•••••••Registered adviserregistration: previous registration
Oct 29, 2015 to Sep 29, 2023factForm ADV

Dated events

Occurred
Sep 29, 2023
Advisor changed firm
M•••••• P••••• A••••• left K••••••••• A••••••• for C••••••• P••••••• (registered 2023-09-11)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4479146-b63d-d984-f450-e5ab36dec72e
First observed: Oct 29, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.