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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CARDEROCK CAPITAL MANAGEMENT, INC.

CRD 104570

CHEVY CHASE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b447ca15-95ed-7f7b-e633-a3eb79cd7f63

Data as of Feb 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2011 to Feb 3, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $677MItem 5.F on the latest filing (2026-02-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $677M
Private client RAUM: $634MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $169Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 476
Individual clients: 55
High net worth clients: 156
SEC number: 801-28840
CRD: 104570
Filings on the tape: 34
First filed: Nov 14, 2011
Latest filed: Feb 3, 2026
Organised: Corporation, MD
Website: carderockcapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES WILLIAMS MERSEREAU	Chartered Financial Analyst	CHEVY CHASE, MD	1	39	1	no
DANIEL ALAN KANE	Chartered Financial Analyst	CHEVY CHASE, MD	1	25	1	no
JEANNE C GOEDECKE	Chartered Financial Analyst	CHEVY CHASE, MD	1	14	1	no
STEPHEN FREDERICK KNAPP	Chartered Financial Analyst	CHEVY CHASE, MD	1	14	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KANE, DANIEL, ALAN	PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER	E	yes	11/2006	Nov 14, 2011	Jul 1, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 3, 2026	$677M	$677M	4	4	0	n/a	n/a
2024	Feb 10, 2025	$666M	$666M	4	4	0	n/a	n/a
2023	Feb 21, 2024	$594M	$594M	3	3	0	n/a	n/a
2022	Mar 6, 2023	$551M	$551M	3	3	0	n/a	n/a
2021	Mar 2, 2022	$688M	$688M	4	2	0	n/a	n/a
2020	Mar 12, 2021	$565M	$565M	4	2	0	n/a	n/a
2019	Mar 13, 2020	$500M	$500M	3	2	0	n/a	n/a
2018	Mar 25, 2019	$406M	$406M	3	2	0	n/a	n/a
2017	Mar 9, 2018	$412M	$412M	3	2	0	n/a	n/a
2016	Mar 14, 2017	$375M	$375M	3	2	n/a	n/a	n/a
2015	Mar 1, 2016	$381M	$381M	3	2	n/a	n/a	n/a
2014	Mar 11, 2015	$375M	$375M	3	2	n/a	n/a	n/a
2013	Mar 12, 2014	$351M	$351M	4	2	n/a	n/a	n/a
2012	Mar 15, 2013	$321M	$321M	4	2	n/a	n/a	n/a
2011	Mar 20, 2012	$310M	$310M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$677M	$666M	1.7%	$551M	7.1%	4	4	0	0

Relationships

Registered with (4)

← JAMES WILLIAMS MERSEREAUAdvisorregistration: previous registration
Oct 9, 1990 to Dec 31, 2024factForm ADV
← DANIEL ALAN KANEAdvisorregistration: previous registration
Jan 1, 2002 to Dec 31, 2024factForm ADV
← JEANNE C GOEDECKEAdvisorregistration: previous registration
Jul 25, 2024 to Dec 31, 2024factForm ADV
← STEPHEN FREDERICK KNAPPAdvisorregistration: previous registration
Feb 6, 2023 to Dec 31, 2024factForm ADV

Controls (1)

← KANE, DANIEL, ALANOwnerPRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 14, 2011 to Jul 1, 2024factForm ADV

Dated events

Occurred
Jun 22, 2022
Control person left
Williams James Mersereau (President) no longer on Schedule A of Carderock Capital Management, Inc. (listed 2022-03-02, absent 2022-06-22)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b447ca15-95ed-7f7b-e633-a3eb79cd7f63
First observed: Nov 14, 2011
Last observed: Feb 3, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CARDEROCK CAPITAL MANAGEMENT, INC.

CRD 104570

CHEVY CHASE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b447ca15-95ed-7f7b-e633-a3eb79cd7f63

Data as of Feb 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:25 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES WILLIAMS MERSEREAU

Chartered Financial Analyst

CHEVY CHASE, MD

DANIEL ALAN KANE

Chartered Financial Analyst

CHEVY CHASE, MD

JEANNE C GOEDECKE

Chartered Financial Analyst

CHEVY CHASE, MD

STEPHEN FREDERICK KNAPP

Chartered Financial Analyst

CHEVY CHASE, MD

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KANE, DANIEL, ALAN

PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER

yes

11/2006

Nov 14, 2011

Jul 1, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 3, 2026

$677M

n/a

2024

Feb 10, 2025

$666M

n/a

2023

Feb 21, 2024

$594M

n/a

2022

Mar 6, 2023

$551M

n/a

2021

Mar 2, 2022

$688M

n/a

2020

Mar 12, 2021

$565M

n/a

2019

Mar 13, 2020

$500M

n/a

2018

Mar 25, 2019

$406M

n/a

2017

Mar 9, 2018

$412M

n/a

2016

Mar 14, 2017

$375M

n/a

2015

Mar 1, 2016

$381M

n/a

2014

Mar 11, 2015

$375M

n/a

2013

Mar 12, 2014

$351M

n/a

2012

Mar 15, 2013

$321M

n/a

2011

Mar 20, 2012

$310M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$677M

$666M

1.7%

$551M

7.1%