DFX Intelligence

Data Factory

M••••• C••••• W••••••• • S•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

M••••• C••••• W••••••• • S•••• L••

CRD 330290

MIAMI BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b457c134-1f9c-635c-57e7-8e4743900969

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2024 to Mar 2, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $181M••• Locked
Discretionary RAUM: $181M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $181Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••• J••• A••••	n/a	MIAMI BEACH, FL	0	10	2	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• R•••••• M•••••	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER	Na	yes	02/2024	Mar 28, 2024	Aug 21, 2024
C•••••• L•••••	CHAIRMAN & OWNER	E	yes	02/2024	Mar 28, 2024	Aug 21, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•• F••••• U••• L••	n/a	Former SEC adviser	$261M	N	yes	n/a
I••• S••••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 2, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$181M	$159M	14.0%	n/a	n/a	2	2	0	0

Relationships

Registered with (1)

← C••••• J••• A••••Advisorregistration: current employment
Mar 6, 2026 to presentfactForm ADV

Affiliated with (1)

→ B•• F••••• U••Registered adviserother investment adviser, common control
factForm ADV

Controls (2)

← B••••• R•••••• M•••••OwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER, ownership code NA, individual
Mar 28, 2024 to Aug 21, 2024factForm ADV

Dated events

Occurred
Mar 28, 2024
First Form ADV filing
M••••• C••••• W••••••• • S•••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b457c134-1f9c-635c-57e7-8e4743900969
First observed: Mar 28, 2024
Last observed: Mar 2, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.