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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

PATTERSON & ASSOCIATES

PATTERSON CAPITAL MANAGEMENT LP, CRD 110735

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4585992-91fb-ca84-e15b-22ded8c6be58

Data as of Mar 15, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 13, 2012 to Mar 15, 2021
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $7.1BItem 5.F on the latest filing (2021-03-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 51
SEC number: 801-46437
CRD: 110735
Filings on the tape: 11
First filed: Apr 13, 2012
Latest filed: Mar 15, 2021
Organised: Partnership, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PATTERSON, LINDA, THOMSON	PRESIDENT AND CHIEF COMPLIANCE OFFICER (OWNS ALL PARTNERSHIP SHARES	C	yes	04/1994	Apr 13, 2012	Mar 15, 2021
PATTERSON & ASSOCIATES INC	GENERAL PARTNER	D	no	04/1994	Feb 10, 2020	Mar 15, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 15, 2021	$7.1B	$0	4	4	0	n/a	n/a
2019	Feb 10, 2020	$6.9B	$0	4	4	0	n/a	n/a
2018	Jan 3, 2019	$5.5B	$0	4	3	1	n/a	n/a
2017	Jan 17, 2018	$4.4B	$0	4	3	1	n/a	n/a
2016	Mar 8, 2017	$5.3B	$0	4	3	n/a	n/a	n/a
2015	Apr 29, 2016	$5.2B	$0	4	3	n/a	n/a	n/a
2014	Feb 2, 2015	$5.0B	$0	4	3	n/a	n/a	n/a
2013	Mar 4, 2014	$5.0B	$0	4	3	n/a	n/a	n/a
2011	Apr 13, 2012	$5.2B	$30.9M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$7.1B	$6.9B	2.3%	$4.4B	16.9%	4	4	0	0

Relationships

Controls (1)

← PATTERSON, LINDA, THOMSONOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER (OWNS ALL PARTNERSHIP SHARES, ownership code C, individual
Apr 13, 2012 to presentfactForm ADV

Owns (1)

← PATTERSON & ASSOCIATES INCOwnerGENERAL PARTNER, ownership code D, domestic entity
Feb 10, 2020 to presentfactForm ADV

Registered with (1)

← HOWARD NOEL HERRINGAdvisorregistration: previous registration
Aug 9, 2007 to Jun 14, 2014factForm ADV

Dated events

Occurred
Feb 10, 2020
Regulatory AUM changed
Patterson & Associates reported RAUM $6.9B, up 26% from $5.5B (2019-01-03 to 2020-02-10)
Form ADVobserved 4 days ago
$1.4B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4585992-91fb-ca84-e15b-22ded8c6be58
First observed: Apr 13, 2012
Last observed: Mar 15, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PATTERSON & ASSOCIATES

PATTERSON CAPITAL MANAGEMENT LP, CRD 110735

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4585992-91fb-ca84-e15b-22ded8c6be58

Data as of Mar 15, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PATTERSON, LINDA, THOMSON

PRESIDENT AND CHIEF COMPLIANCE OFFICER (OWNS ALL PARTNERSHIP SHARES

yes

04/1994

Apr 13, 2012

Mar 15, 2021

PATTERSON & ASSOCIATES INC

GENERAL PARTNER

04/1994

Feb 10, 2020

Mar 15, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 15, 2021

$7.1B

n/a

2019

Feb 10, 2020

$6.9B

n/a

2018

Jan 3, 2019

$5.5B

n/a

2017

Jan 17, 2018

$4.4B

n/a

2016

Mar 8, 2017

$5.3B

n/a

2015

Apr 29, 2016

$5.2B

n/a

2014

Feb 2, 2015

$5.0B

n/a

2013

Mar 4, 2014

$5.0B

n/a

2011

Apr 13, 2012

$5.2B

$30.9M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$7.1B

$6.9B

2.3%

$4.4B

16.9%