DFX Intelligence

M••••• G•••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

M••••• G•••••• N•••••

Advisor at O•••••• F•••••••• A••••••• S•••••••• L••

HOUSTON, TX | Houston, TX

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Search this name across graphsid dfx:ria:b4585c91-184a-a6ab-69bc-a9ae3c9e2728

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 13, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• F•••••••• A••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 11, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• F•••••••• A••••••• S•••••••• L••	State registered	Nov 7, 2016	n/a	yes	Houston, TX\|HOUSTON, TX\|HOUSTON, TX	Current employment
P•••••••• A•••••••	National bd RIA	Nov 6, 2014	Dec 31, 2015	no	HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• A•••••••	O•••••• F•••••••• A••••••• S•••••••• L••	Dec 31, 2015	Nov 7, 2016	312	Firm change	Ibd to state RIA
E•••••••• A•••••••• L••	P•••••••• A•••••••	Nov 30, 2012	Nov 6, 2014

Relationships

Registered with (4)

→ O•••••• F•••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 7, 2016 to presentfactForm ADV
→ P•••••••• A•••••••Registered adviserregistration: previous registration
Nov 6, 2014 to Dec 31, 2015factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 26, 2010 to Nov 30, 2012factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4585c91-184a-a6ab-69bc-a9ae3c9e2728
First observed: Aug 13, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.