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Advisor at TD PRIVATE CLIENT WEALTH LLC
NEW YORK, NY | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TD PRIVATE CLIENT WEALTH LLC | Bd affiliated wealth | Aug 19, 2026 | n/a | yes | New York, NY|NEW YORK, NY | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 27, 2023 | Jul 28, 2026 | no | NEW YORK, NY|Boston, MA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Oct 31, 2022 | Jun 5, 2023 | no | MERRIMACK, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | TD PRIVATE CLIENT WEALTH LLC | Jul 28, 2026 | Aug 19, 2026 | 22 | Firm change | Wirehouse to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | J.P. MORGAN SECURITIES LLC | Jun 5, 2023 | Sep 27, 2023 | 114 | Firm change | Ibd to wirehouse |