DFX Intelligence

D••••• J••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D••••• J••••• B•••••

Advisor at C•••••• S••••• • C••• I•••

The Woodlands, TX

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Search this name across graphsid dfx:ria:b45cf344-3f34-5c25-4701-14e86858cada

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Aug 11, 2023	n/a	yes	The Woodlands, TX	Current employment
T• A••••••••• I••••••••• M••••••••• L••	Former SEC adviser	Jan 19, 2023	Sep 7, 2023	no	San Diego, CA\|San Diego, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I••••••••• M••••••••• L••	C•••••• S••••• • C••• I•••	Sep 7, 2023	Aug 11, 2023	-27	Bulk transfer	RIA to ibd
J••• M••••• S••••••••• L••	T• A••••••••• I••••••••• M••••••••• L••	Feb 10, 2021	Jan 19, 2023

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Aug 11, 2023 to presentfactForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 19, 2023 to Sep 7, 2023factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 24, 2020 to Feb 10, 2021factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b45cf344-3f34-5c25-4701-14e86858cada
First observed: Jan 24, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.