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Advisor at IRON RIVER CAPITAL LLC
DURANGO, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| IRON RIVER CAPITAL LLC | State registered | Dec 9, 2014 | n/a | yes | DURANGO, CO | Current employment |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Former SEC adviser | Jun 6, 2011 | Dec 12, 2014 | no | YOUNGSTOWN, OH|FARMINGTON, NM|YOUNGSTOWN, OH | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 29, 2009 | May 5, 2011 | no | FARMINGTON, NM|Lubbock, TX|FARMINGTON, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | IRON RIVER CAPITAL LLC | Dec 12, 2014 | Dec 9, 2014 | -3 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | May 5, 2011 | Jun 6, 2011 | 32 | Firm change | Other |