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Advisor at FINANCIAL SOLUTION ADVISORS CORP.
CENTENNIAL, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FINANCIAL SOLUTION ADVISORS CORP. | State registered | Oct 28, 2002 | n/a | yes | CENTENNIAL, CO | Current employment |
| KARSTEN ADVISORS | Former SEC adviser | Nov 29, 2013 | Dec 22, 2014 | no | GREENWOOD VILLAGE, CO | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Aug 30, 2001 | Jun 20, 2002 | no | ENGLEWOOD, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KARSTEN ADVISORS | n/a | Dec 22, 2014 | n/a | n/a | Departure no registered destination | Departure |
| SII INVESTMENTS, INC. | FINANCIAL SOLUTION ADVISORS CORP. | Jun 20, 2002 | Oct 28, 2002 | 130 | Firm change | Other |