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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ROCHESTER FINANCIAL SERVICES

FELDMAN JEFFREY MARK, CRD 107956

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b472ebe7-05de-6b3d-c6d8-be1ad38e7c22

Data as of Jan 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2012 to Jan 13, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $341MItem 5.F on the latest filing (2026-01-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $341M
Private client RAUM: $341MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $341Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 320
Individual clients: 190
High net worth clients: 130
SEC number: 801-57098
CRD: 107956
Filings on the tape: 19
First filed: Jan 19, 2012
Latest filed: Jan 13, 2026
Organised: Sole Proprietorship, NY
Website: rochesterfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY MARK FELDMAN	Certified Financial Planner	Pittsford, NY	5	33	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FELDMAN, JEFFREY, MARK	CHIEF COMPLIANCE OFFICER	E	yes	01/2006	Jan 19, 2012	Jan 9, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 13, 2026	$341M	$341M	1	1	0	n/a	n/a
2024	Jan 9, 2025	$309M	$309M	1	1	0	n/a	n/a
2023	Jan 9, 2024	$274M	$274M	1	1	0	n/a	n/a
2022	Jan 17, 2023	$231M	$231M	1	1	0	n/a	n/a
2021	Jan 14, 2022	$287M	$287M	1	1	0	n/a	n/a
2020	Jan 17, 2021	$253M	$253M	1	1	0	n/a	n/a
2019	Jan 8, 2020	$243M	$243M	1	1	0	n/a	n/a
2018	Jan 14, 2019	$210M	$210M	1	1	0	n/a	n/a
2017	Jan 16, 2018	$209M	$209M	1	1	0	n/a	n/a
2016	Jan 18, 2017	$178M	$178M	1	1	n/a	n/a	n/a
2015	Jan 14, 2016	$169M	$169M	1	1	n/a	n/a	n/a
2014	Jan 29, 2015	$161M	$161M	1	1	n/a	n/a	n/a
2013	Jan 8, 2014	$145M	$145M	1	1	n/a	n/a	n/a
2012	Jan 18, 2013	$116M	$116M	1	1	n/a	n/a	n/a
2011	Jan 19, 2012	$95.3M	$95.3M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$341M	$309M	10.1%	$231M	13.8%	1	1	0	0

Relationships

Registered with (1)

← JEFFREY MARK FELDMANAdvisorregistration: current employment
Jul 13, 2021 to presentfactForm ADV

Controls (1)

← FELDMAN, JEFFREY, MARKOwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 19, 2012 to Jan 9, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b472ebe7-05de-6b3d-c6d8-be1ad38e7c22
First observed: Jan 19, 2012
Last observed: Jan 13, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROCHESTER FINANCIAL SERVICES

FELDMAN JEFFREY MARK, CRD 107956

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b472ebe7-05de-6b3d-c6d8-be1ad38e7c22

Data as of Jan 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:27 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY MARK FELDMAN

Certified Financial Planner

Pittsford, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FELDMAN, JEFFREY, MARK

CHIEF COMPLIANCE OFFICER

yes

01/2006

Jan 19, 2012

Jan 9, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 13, 2026

$341M

n/a

2024

Jan 9, 2025

$309M

n/a

2023

Jan 9, 2024

$274M

n/a

2022

Jan 17, 2023

$231M

n/a

2021

Jan 14, 2022

$287M

n/a

2020

Jan 17, 2021

$253M

n/a

2019

Jan 8, 2020

$243M

n/a

2018

Jan 14, 2019

$210M

n/a

2017

Jan 16, 2018

$209M

n/a

2016

Jan 18, 2017

$178M

n/a

2015

Jan 14, 2016

$169M

n/a

2014

Jan 29, 2015

$161M

n/a

2013

Jan 8, 2014

$145M

n/a

2012

Jan 18, 2013

$116M

n/a

2011

Jan 19, 2012

$95.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$341M

$309M

10.1%

$231M

13.8%