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RIA / WealthAdvisor32 years in industry

JOHN STEPHEN PRONOVOST

Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

Providence, RI | ORLANDO, FL

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Search this name across graphsid dfx:ria:b477ae5b-3150-8f07-0047-3376a25f7269

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 29, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 24, 1994
First registration: Dec 29, 1997
Dual registered: no
IAPD individual key: 1990612

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Nov 5, 2025	n/a	yes	Providence, RI\|ORLANDO, FL	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Feb 26, 2021	Aug 5, 2025	no	Watertown, CT\|Watertown, CT\|MERIDEN, CT	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Feb 29, 2008	Jan 25, 2022	no	WATERTOWN, CT	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Dec 29, 1997	Mar 3, 2008	no	WATERTOWN, CT\|WATERTOWN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC INSTITUTIONS, INC.	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Aug 5, 2025	Nov 5, 2025	92	Firm change	Ibd to ibd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	OSAIC INSTITUTIONS, INC.	Jan 25, 2022	Feb 26, 2021	-333	Firm change after gap	Ibd to ibd
MML INVESTORS SERVICES, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 3, 2008	Feb 29, 2008	-3	Firm change	Other

Relationships

Registered with (4)

→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Nov 5, 2025 to presentfactForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Feb 26, 2021 to Aug 5, 2025factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Feb 29, 2008 to Jan 25, 2022factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Dec 29, 1997 to Mar 3, 2008factForm ADV

Dated events

Occurred
Aug 5, 2025
Advisor changed firm
John Stephen Pronovost left Osaic Institutions, Inc. for International Assets Investment Management, Llc (registered 2025-11-05)
Form ADVobserved 6 days ago
Occurred
Jan 25, 2022
Advisor changed firm
John Stephen Pronovost left Cambridge Investment Research Advisors, Inc. for Osaic Institutions, Inc. (registered 2021-02-26)
Form ADVobserved 6 days ago