This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 30, 1994earliest registration or exam on IAPD

Years in industry

31derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Sep 30, 1994

First registration

Jun 14, 2001

Dual registered

yes, broker-dealer

IAPD individual key

2536053

• Occurred

  Dec 31, 2024
  Advisor changed firm

  Jay William Pinto left Summit Planning Group, Llc for Summit Asset Management, Llc (registered 2006-10-10)

  Form ADVobserved 6 days ago
• Occurred

  Aug 24, 2024
  Advisor changed firm

  Jay William Pinto left Summit Asset Management, Llc for Lpl Financial Llc (registered 2024-06-12)

  Form ADVobserved 6 days ago
• Occurred

  Jun 14, 2024
  Advisor changed firm

  Jay William Pinto left Osaic Fs, Inc. for Summit Planning Group, Llc (registered 2006-04-07)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b4ab7f37-a6cf-749f-d5d6-611e3b2ec074

First observed

Jun 14, 2001

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.