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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

ERNESTO JESUS BARCELO

Advisor at MML INVESTORS SERVICES, LLC

Rochester, NY

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Search this name across graphsid dfx:ria:b4aeac2d-d17d-99c1-062f-d3f2ee79a5be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 5, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 9, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: May 9, 1994
First registration: Mar 5, 2008
Dual registered: yes, broker-dealer
Other names: ERNESTO J BARCELO
IAPD individual key: 2403794

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Feb 2, 2025	n/a	yes	Rochester, NY\|Rochester, NY	Current employment
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Jul 11, 2012	Dec 3, 2024	no	Camillus, NY\|ROCHESTER, NY\|ROCHESTER, NY\|Rochester, NY\|Camillus, NY\|ROCHESTER, NY\|Rochester, NY\|Syracuse, NY\|BROOKLYN, OH	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Mar 5, 2008	Jul 11, 2012	no	ROCHESTER, NY\|ROCHESTER, NY\|ROCHESTER, NY\|ROCHESTER, NY\|ROCHESTER, NY\|NEW YORK CITY, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KEY INVESTMENT SERVICES LLC	MML INVESTORS SERVICES, LLC	Dec 3, 2024	Feb 2, 2025	61	Firm change	Ibd to ibd
HSBC SECURITIES (USA) INC.	KEY INVESTMENT SERVICES LLC	Jul 11, 2012	Jul 11, 2012	0	Firm change	Other

Relationships

Registered with (3)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Feb 2, 2025 to presentfactForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jul 11, 2012 to Dec 3, 2024factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Mar 5, 2008 to Jul 11, 2012factForm ADV

Dated events

Occurred
Dec 3, 2024
Advisor changed firm
Ernesto Jesus Barcelo left Key Investment Services Llc for Mml Investors Services, Llc (registered 2025-02-02)
Form ADVobserved 5 days ago