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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JODEE LYNN HARRIS

Advisor at OSAIC INSTITUTIONS, INC.

Latrobe, PA | Ligonier, PA | New Alexandria, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4afac60-9357-e9df-a14f-7900deb8195f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC INSTITUTIONS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 13, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 13, 2002
First registration: Apr 21, 2004
Dual registered: yes, broker-dealer
Other names: JODEE LYNN HARRIS|JODEE HARRIS-MILLER|JODEE LYNN HARRIS-ANKE|JODEE LYNN MILLER|JODEE LYNN HARRIS-ANKE|Jodee Lynn Broglio
IAPD individual key: 4509033

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Oct 14, 2015	n/a	yes	Ligonier, PA\|Latrobe, PA\|New Alexandria, PA	Current employment
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Jun 7, 2010	Oct 16, 2015	no	GREENSBURG, PA\|YOUNGWOOD, PA\|GREENSBURG, PA\|HUNKER, PA\|GREENSBURG, PA\|NAPA, CA\|NEW ALEXANDRIA, PA\|BLAIRSVILLE, PA\|LATROBE, PA\|MARS, PA\|DERRY, PA\|LIGONIER, PA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	May 14, 2007	Jun 2, 2010	no	YOUNGWOOD, PA\|HUNKER, PA\|GREENSBURG, PA\|GREENSBURG, PA\|NEW STANTON, PA\|YOUNGWOOD, PA\|GREENSBURG, PA\|INDIANA, PA\|GREENSBURG, PA	Previous registration
FINANCIAL FORESIGHT GROUP, INC.	n/a	Apr 21, 2004	Jan 31, 2005	no	PITTSBURGH, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ESSEX NATIONAL SECURITIES, INC.	OSAIC INSTITUTIONS, INC.	Oct 16, 2015	Oct 14, 2015	-2	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	ESSEX NATIONAL SECURITIES, INC.	Jun 2, 2010	Jun 7, 2010	5	Firm change	Other
FINANCIAL FORESIGHT GROUP, INC.	UVEST FINANCIAL SERVICES GROUP, INC.	Jan 31, 2005	May 14, 2007	833	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
25454:35371:PA:2015-10-16	Oct 16, 2015	Oct 14, 2015	LIGONIER, PA	Firm change

Relationships

Registered with (4)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: current employment
Oct 14, 2015 to presentfactForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Jun 7, 2010 to Oct 16, 2015factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
May 14, 2007 to Jun 2, 2010factForm ADV
→ FINANCIAL FORESIGHT GROUP, INC.Registered adviserregistration: previous registration
Apr 21, 2004 to Jan 31, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4afac60-9357-e9df-a14f-7900deb8195f
First observed: Apr 21, 2004
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JODEE LYNN HARRIS

Advisor at OSAIC INSTITUTIONS, INC.

Latrobe, PA | Ligonier, PA | New Alexandria, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4afac60-9357-e9df-a14f-7900deb8195f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

OSAIC INSTITUTIONS, INC.

Bd affiliated wealth

Oct 14, 2015

n/a

yes

Ligonier, PA|Latrobe, PA|New Alexandria, PA

Current employment

ESSEX NATIONAL SECURITIES, INC.

Former SEC adviser

Jun 7, 2010

Oct 16, 2015

Previous registration

UVEST FINANCIAL SERVICES GROUP, INC.

n/a

May 14, 2007

Jun 2, 2010

Previous registration

FINANCIAL FORESIGHT GROUP, INC.

n/a

Apr 21, 2004

Jan 31, 2005

PITTSBURGH, PA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ESSEX NATIONAL SECURITIES, INC.

OSAIC INSTITUTIONS, INC.

Oct 16, 2015

Oct 14, 2015

-2

Firm change

Other

UVEST FINANCIAL SERVICES GROUP, INC.

ESSEX NATIONAL SECURITIES, INC.

Jun 2, 2010

Jun 7, 2010

Firm change

Other

FINANCIAL FORESIGHT GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

Jan 31, 2005

May 14, 2007

833

Firm change after gap

Other

Team

Left

Joined

From

Kind

25454:35371:PA:2015-10-16

Oct 16, 2015

Oct 14, 2015

LIGONIER, PA

Firm change