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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst21 years in industry

JACOB NEAL CARRIS

Advisor at JAKE CARRIS FINANCIAL PLANNING

ORLANDO, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 20, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JAKE CARRIS FINANCIAL PLANNING
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 16, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66
First exam: Sep 16, 2005
First registration: Sep 20, 2005
Dual registered: no
Other names: JAKE CARRIS|JACOB N CARRIS
IAPD individual key: 5004910

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JAKE CARRIS FINANCIAL PLANNING	Independent wealth	Nov 9, 2017	n/a	yes	ORLANDO, FL	Current employment
TIM LOONEY INVESTMENTS, LLC	Independent wealth	Apr 29, 2013	Oct 17, 2017	no	LONGWOOD, FL\|HEATHROW, FL\|Lake Mary, FL	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Feb 9, 2012	Apr 18, 2013	no	ORLANDO, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 17, 2007	Mar 26, 2012	no	Orlando, FL\|ORLANDO, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 20, 2005	Mar 13, 2006	no	ORLANDO, FL\|ORLANDO, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TIM LOONEY INVESTMENTS, LLC	JAKE CARRIS FINANCIAL PLANNING	Oct 17, 2017	Nov 9, 2017	23	Firm change	RIA to RIA
SCHWAB WEALTH ADVISORY, INC.	TIM LOONEY INVESTMENTS, LLC	Apr 18, 2013	Apr 29, 2013	11	Firm change	Other
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Mar 26, 2012	Feb 9, 2012	-46	Channel change	Other
MORGAN STANLEY DW INC.	CHARLES SCHWAB & CO., INC.	Mar 13, 2006	Oct 17, 2007	583	Firm change after gap	Other

Relationships

Registered with (5)

→ JAKE CARRIS FINANCIAL PLANNINGRegistered adviserregistration: current employment
Nov 9, 2017 to presentfactForm ADV
→ TIM LOONEY INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 29, 2013 to Oct 17, 2017factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Feb 9, 2012 to Apr 18, 2013factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 17, 2007 to Mar 26, 2012factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 20, 2005 to Mar 13, 2006factForm ADV

Dated events

No dated event names this entity yet.