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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

CRAIG DOUGLAS MUNSON

Advisor at LPL FINANCIAL LLC

FERNANDINA BEACH,, FL

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Search this name across graphsid dfx:ria:b4bae6db-f3b3-de95-6bc7-a7de73c4df1d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jan 22, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Oct 9, 1996
First registration: Jan 22, 1997
Dual registered: yes, broker-dealer
Other names: DOUG MUNSON|C DOUGLAS MUNSON|CRAIG DOUGLAS MUNSON
IAPD individual key: 2068697

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	n/a	yes	FERNANDINA BEACH,, FL	Current employment
WADDELL & REED	Former SEC adviser	Mar 6, 2020	Jul 21, 2021	no	CHARLESTON, SC\|LAS VEGAS, NV	Previous registration
HILLTOP SECURITIES INC.	Bd affiliated wealth	May 27, 2014	Apr 3, 2020	no	SAN DIEGO, CA\|Del Mar, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 28, 2008	Jun 20, 2014	no	SAN DIEGO, CA\|WEEHAWKEN, NJ\|CARLSBAD, CA\|SAN DIEGO, CA	Previous registration
EDWARD JONES	National bd RIA	Apr 28, 2006	Oct 27, 2008	no	SAN MARCOS, CA\|SAN MARCOS, CA\|ESCONDIDO, CA	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Oct 26, 2005	Apr 18, 2006	no	W. ORANGE, NJ\|BRIDGEPORT, CT	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 15, 2005	Oct 25, 2005	no	CHESHIRE, CT	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	May 20, 2003	Aug 16, 2005	no	WEST ORANGE, NJ	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jan 22, 1997	May 19, 2003	no	NEW HAVEN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	LPL FINANCIAL LLC	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd
HILLTOP SECURITIES INC.	WADDELL & REED	Apr 3, 2020	Mar 6, 2020	-28	Firm change	Ibd to ibd
UBS FINANCIAL SERVICES INC.	HILLTOP SECURITIES INC.	Jun 20, 2014	May 27, 2014	-24	Firm change	Other
EDWARD JONES	UBS FINANCIAL SERVICES INC.	Oct 27, 2008	Oct 28, 2008	1	Firm change	Ibd to wirehouse
ESSEX NATIONAL SECURITIES, INC.	EDWARD JONES	Apr 18, 2006	Apr 28, 2006	10	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	ESSEX NATIONAL SECURITIES, INC.	Oct 25, 2005	Oct 26, 2005	1	Firm change	Other
ESSEX NATIONAL SECURITIES, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Aug 16, 2005	Aug 15, 2005	-1	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	ESSEX NATIONAL SECURITIES, INC.	May 19, 2003	May 20, 2003	1	Firm change	Other

Relationships

Registered with (8)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 21, 2021 to presentfactForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Mar 6, 2020 to Jul 21, 2021factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
May 27, 2014 to Apr 3, 2020factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 28, 2008 to Jun 20, 2014factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 28, 2006 to Oct 27, 2008factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Oct 26, 2005 to Apr 18, 2006factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 15, 2005 to Oct 25, 2005factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jan 22, 1997 to May 19, 2003factForm ADV

Dated events

No dated event names this entity yet.