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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

AJIT Singh AJMANI

Advisor at PAR5 ADVISORS LLC

MIAMI, FL

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Search this name across graphsid dfx:ria:b4bb3f9b-77a6-08ba-74a8-421f1d5a4709

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 7, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PAR5 ADVISORS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 7, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 26, 2024
First registration: May 7, 2009
Dual registered: yes, broker-dealer
Other names: AJIT S AJMANI|BOB AJMANI|A. BOB AJMANI|AJIT AJMANI
IAPD individual key: 5188424

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PAR5 ADVISORS LLC	State registered	Jun 26, 2024	n/a	yes	MIAMI, FL	Current employment
A.G.P / ALLIANCE GLOBAL PARTNERS	Independent wealth	Apr 23, 2020	Mar 8, 2023	no	New York, NY\|New York, NY\|Miami, FL	Previous registration
AEGIS CAPITAL CORP.	Bd affiliated wealth	Mar 23, 2010	May 20, 2020	no	NEW YORK, NY	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	May 7, 2009	Mar 30, 2010	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A.G.P / ALLIANCE GLOBAL PARTNERS	PAR5 ADVISORS LLC	Mar 8, 2023	Jun 26, 2024	476	Firm change after gap	RIA to state RIA
AEGIS CAPITAL CORP.	A.G.P / ALLIANCE GLOBAL PARTNERS	May 20, 2020	Apr 23, 2020	-27	Firm change	Ibd to RIA
GUNNALLEN FINANCIAL, INC	AEGIS CAPITAL CORP.	Mar 30, 2010	Mar 23, 2010	-7	Firm change	Other

Relationships

Registered with (4)

→ PAR5 ADVISORS LLCRegistered adviserregistration: current employment
Jun 26, 2024 to presentfactForm ADV
→ A.G.P / ALLIANCE GLOBAL PARTNERSRegistered adviserregistration: previous registration
Apr 23, 2020 to Mar 8, 2023factForm ADV
→ AEGIS CAPITAL CORP.Registered adviserregistration: previous registration
Mar 23, 2010 to May 20, 2020factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
May 7, 2009 to Mar 30, 2010factForm ADV

Dated events

Occurred
Mar 8, 2023
Advisor changed firm
Ajit Singh Ajmani left A.G.P / Alliance Global Partners for Par5 Advisors Llc (registered 2024-06-26)
Form ADVobserved 4 days ago