DFX Intelligence

J••••••• W••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant25 years in industry

J••••••• W••••• S••••

Advisor at S••••• W••••• M•••••••••

Birmingham, AL 35203, AL | ROCKFORD, IL

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Search this name across graphsid dfx:ria:b4c8f633-6aad-5013-5afe-451132882593

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 7, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M•••••••••	Independent wealth	Dec 4, 2023	n/a	yes	ROCKFORD, IL\|Birmingham, AL 35203, AL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 26, 2013	Jan 25, 2016	no	BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• M•••••••••	L•• F•••••••• L••	Mar 19, 2024	Sep 26, 2013	-3,827	Firm change after gap	Other
L•• F•••••••• L••	S••••• W••••• M•••••••••	Jan 25, 2016	Dec 4, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
164100:6413:AL:2024-03-19	Mar 19, 2024	Sep 26, 2013	BIRMINGHAM, AL	Firm change after gap
6413:107271:AL:2016-01-25	Jan 25, 2016	Dec 4, 2023	BIRMINGHAM, AL	Firm change after gap

Relationships

Registered with (4)

→ S••••• W••••• M•••••••••Registered adviserregistration: current employment
Dec 4, 2023 to presentfactForm ADV
→ B••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 15, 2013 to Mar 19, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 26, 2013 to Jan 25, 2016factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
Mar 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4c8f633-6aad-5013-5afe-451132882593
First observed: Sep 19, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.