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RIA / WealthAdvisor32 years in industry

SUSAN ANN SYLVEST

Advisor at MURPHY & SYLVEST

DALLAS, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MURPHY & SYLVEST
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 20, 1993
First registration: Apr 11, 2002
Dual registered: no
Other names: SUSAN ANN MADDOCKS|SUSAN ANN MANOS|SUSAN ANN ROUKE|SUSAN (ROUKE) SYLVEST
IAPD individual key: 1315321

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MURPHY & SYLVEST	Independent wealth	Jan 3, 2013	n/a	yes	DALLAS, TX	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jan 31, 2007	Jan 15, 2013	no	DALLAS, TX\|DALLAS, TX	Previous registration
ANNANDALE CAPITAL, LLC	Independent wealth	Feb 17, 2006	Jan 22, 2007	no	DALLAS, TX	Previous registration
FISHER INVESTMENTS	Independent wealth	Apr 11, 2002	Jan 15, 2003	no	COPPELL, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	MURPHY & SYLVEST	Jan 15, 2013	Jan 3, 2013	-12	Firm change	Other
ANNANDALE CAPITAL, LLC	MML INVESTORS SERVICES, LLC	Jan 22, 2007	Jan 31, 2007	9	Firm change	Other
FISHER INVESTMENTS	ANNANDALE CAPITAL, LLC	Jan 15, 2003	Feb 17, 2006	1,129	Firm change after gap	Other

Relationships

Registered with (4)

→ MURPHY & SYLVESTRegistered adviserregistration: current employment
Jan 3, 2013 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jan 31, 2007 to Jan 15, 2013factForm ADV
→ ANNANDALE CAPITAL, LLCRegistered adviserregistration: previous registration
Feb 17, 2006 to Jan 22, 2007factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Apr 11, 2002 to Jan 15, 2003factForm ADV

Dated events

No dated event names this entity yet.