DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
DANVERS, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 6, 2021 | n/a | yes | DANVERS, MA | Current employment |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jan 23, 2018 | Jun 16, 2021 | no | BRAINTREE, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••• F•••••••• A•••••••• I••• | L•• F•••••••• L•• | Jun 16, 2021 | Jul 6, 2021 | 20 | Firm change | Ibd to ibd |
| I••••••••• W••••• C••••••• L•• | V••• F•••••••• A•••••••• I••• | Dec 18, 2017 | Jan 23, 2018 |
| I••••••••• W••••• C••••••• L•• | Independent wealth | Feb 7, 2017 | Dec 18, 2017 | no | Waltham, MA | Previous registration |
| I•••••••• C•••••• A••••••• | Former SEC adviser | Mar 2, 2004 | Oct 18, 2016 | no | LYNNFIELD, MA|LYNNFIELD, MA|LYNNFIELD, MA|LYNNFIELD, MA | Previous registration |
| E•••••• P•••• A••••••• I••• | n/a | Apr 8, 1996 | May 5, 2008 | no | LYNNFIELD, MA | Previous registration |
| 36 |
| Firm change |
| Other |
| I•••••••• C•••••• A••••••• | I••••••••• W••••• C••••••• L•• | Oct 18, 2016 | Feb 7, 2017 | 112 | Firm change | Other |
| E•••••• P•••• A••••••• I••• | I•••••••• C•••••• A••••••• | May 5, 2008 | Mar 2, 2004 | -1,525 | Firm change after gap | Other |