This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WELLS FARGO ADVISORS

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2015earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Jun 17, 2019

First registration

Dec 2, 2021

Dual registered

yes, broker-dealer

Other names

Chia Yin Li|Chia Yin Hsieh|Ally Li|CHIAYIN LI|CHIAYIN YIN Li|ALLY CHIA YIN LI

IAPD individual key

7081639

• Occurred

  Oct 26, 2022
  Advisor changed firm

  Ally Chiayin Li left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2022-11-17)

  Form ADVobserved 4 days ago
• Occurred

  Feb 2, 2022
  Advisor changed firm

  Ally Chiayin Li left Wells Fargo Advisors for J.P. Morgan Securities Llc (registered 2022-02-16)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b4d1ea92-7bef-6bbf-0e0d-2ba47f827e48

First observed

Dec 2, 2021

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.