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Reading the graph
Advisor at MORGAN STANLEY
Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Apr 11, 2014 | n/a | yes | Chicago, IL|Chicago, IL | Current employment |
| OAKSTREET WEALTH MANAGEMENT, INC. | Former SEC adviser | Jan 24, 2012 | Mar 28, 2014 | no | DAYTON, OH | Previous registration |
| FIRST ALLIANCE ASSET MANAGEMENT INC | n/a | Nov 26, 1999 | Mar 31, 2010 | no | DAYTON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OAKSTREET WEALTH MANAGEMENT, INC. | MORGAN STANLEY | Mar 28, 2014 | Apr 11, 2014 | 14 | Firm change | Other |
| FIRST ALLIANCE ASSET MANAGEMENT INC | OAKSTREET WEALTH MANAGEMENT, INC. | Mar 31, 2010 | Jan 24, 2012 | 664 | Firm change after gap | Other |