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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

POPE ASSET MANAGEMENT, LLC

CRD 113584

MEMPHIS, TN

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Search this name across graphsid dfx:ria:b4e1bc89-aab1-d6da-984d-70c4fe294d22

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Mar 27, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Pope Asset Management, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $115MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $115M
Private client RAUM: $106MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 59
High net worth clients: 57
SEC number: 801-60556
CRD: 113584
Filings on the tape: 18
First filed: Mar 30, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, TN
Website: popeasset.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
POPE INVESTMENTS II LLC	Hedge Fund	$77.4M	Mar 1, 2021	80	Mar 30, 2012	dropped	n/a
POPE INVESTMENTS LLC	Hedge Fund	$35.7M	Mar 1, 2021	95	Mar 30, 2012	dropped	n/a
SOUTHERN ADVANCED MATERIALS LLC	Private Equity Fund	$584,569	Mar 1, 2021	50	Mar 26, 2014	dropped	n/a
CHINA ALARM HOLDINGS ACQUISITION LLC	Private Equity Fund	$0	Mar 1, 2021	91	Mar 26, 2014	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WELLS INVESTMENTS LP	Owner	E	yes	08/2001	Mar 30, 2018	Jan 31, 2024
WELLS, WILLIAM, PAUL	CHIEF EXECUTIVE OFFICER	A	yes	08/2001	Mar 30, 2012	Jan 31, 2024
HILL, ALISON, GUY	CORPORATE SECRETARY	Na	no	01/2004	Mar 30, 2012	Jan 31, 2024
MCCANDLESS, CASEY, SCOTT	CHIEF COMPLIANCE OFFICER	Na	no	07/2008	Mar 30, 2012	Jan 31, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$115M	$115M	3	3	0	n/a	n/a
2024	Feb 21, 2025	$112M	$112M	3	3	0	n/a	n/a
2023	Jan 31, 2024	$112M	$112M	3	3	0	n/a	n/a
2022	Jan 31, 2023	$107M	$107M	3	3	0	n/a	n/a
2021	Mar 14, 2022	$128M	$128M	3	3	0	n/a	n/a
2020	Mar 1, 2021	$181M	$122M	3	3	0	4	$114M
2019	Jan 31, 2020	$276M	$162M	5	5	0	4	$114M
2018	Jan 17, 2019	$286M	$166M	5	5	0	4	$120M
2017	Mar 30, 2018	$286M	$170M	5	5	0	4	$116M
2016	Mar 29, 2017	$317M	$152M	5	5	n/a	4	$164M
2015	Jan 26, 2016	$333M	$147M	5	5	n/a	4	$186M
2014	Feb 17, 2015	$457M	$196M	5	5	n/a	4	$261M
2013	Mar 26, 2014	$425M	$263M	6	6	n/a	4	$157M
2012	Feb 28, 2013	$415M	$253M	6	6	n/a	2	$115M
2011	Mar 30, 2012	$418M	$210M	n/a	n/a	n/a	2	$169M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$115M	$112M	2.0%	$107M	2.3%	3	3	0	0

Relationships

Controls (2)

← WELLS, WILLIAM, PAULOwnerCHIEF EXECUTIVE OFFICER, ownership code A, individual
Mar 30, 2012 to Jan 31, 2024factForm ADV
← WELLS INVESTMENTS LPOwnerOWNER, ownership code E, domestic entity
Mar 30, 2018 to Jan 31, 2024factForm ADV

Owns (2)

← HILL, ALISON, GUYOwnerCORPORATE SECRETARY, ownership code NA, individual
Mar 30, 2012 to Jan 31, 2024factForm ADV
← MCCANDLESS, CASEY, SCOTTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to Jan 31, 2024factForm ADV

Advises (4)

→ CHINA ALARM HOLDINGS ACQUISITION LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 26, 2014 to Mar 1, 2021factForm ADV
→ POPE INVESTMENTS LLCPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 1, 2021factForm ADV
→ POPE INVESTMENTS II LLCPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 1, 2021factForm ADV
→ SOUTHERN ADVANCED MATERIALS LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 26, 2014 to Mar 1, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4e1bc89-aab1-d6da-984d-70c4fe294d22
First observed: Mar 30, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

POPE ASSET MANAGEMENT, LLC

CRD 113584

MEMPHIS, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4e1bc89-aab1-d6da-984d-70c4fe294d22

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

POPE INVESTMENTS II LLC

Hedge Fund

$77.4M

Mar 1, 2021

Mar 30, 2012

dropped

n/a

POPE INVESTMENTS LLC

Hedge Fund

$35.7M

Mar 1, 2021

Mar 30, 2012

dropped

n/a

SOUTHERN ADVANCED MATERIALS LLC

Private Equity Fund

$584,569

Mar 1, 2021

Mar 26, 2014

dropped

n/a

CHINA ALARM HOLDINGS ACQUISITION LLC

Private Equity Fund

Mar 1, 2021

Mar 26, 2014

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WELLS INVESTMENTS LP

Owner

yes

08/2001

Mar 30, 2018

Jan 31, 2024

WELLS, WILLIAM, PAUL

CHIEF EXECUTIVE OFFICER

yes

08/2001

Mar 30, 2012

Jan 31, 2024

HILL, ALISON, GUY

CORPORATE SECRETARY

01/2004

Mar 30, 2012

Jan 31, 2024

MCCANDLESS, CASEY, SCOTT

CHIEF COMPLIANCE OFFICER

07/2008

Mar 30, 2012

Jan 31, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$115M

n/a

2024

Feb 21, 2025

$112M

n/a

2023

Jan 31, 2024

$112M

n/a

2022

Jan 31, 2023

$107M

n/a

2021

Mar 14, 2022

$128M

n/a

2020

Mar 1, 2021

$181M

$122M

$114M

2019

Jan 31, 2020

$276M

$162M

$114M

2018

Jan 17, 2019

$286M

$166M

$120M

2017

Mar 30, 2018

$286M

$170M

$116M

2016

Mar 29, 2017

$317M

$152M

n/a

$164M

2015

Jan 26, 2016

$333M

$147M

n/a

$186M

2014

Feb 17, 2015

$457M

$196M

n/a

$261M

2013

Mar 26, 2014

$425M

$263M

n/a

$157M

2012

Feb 28, 2013

$415M

$253M

n/a

$115M

2011

Mar 30, 2012

$418M

$210M

n/a

$169M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$115M

$112M

2.0%

$107M

2.3%