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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BREAN ASSET MANAGEMENT, LLC

CRD 281712

SUMMIT, NJ

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Search this name across graphsid dfx:ria:b4e504e1-e732-8101-3fc5-3304309f8215

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 13
On other graphs: 0
Observed: Oct 8, 2015 to Mar 29, 2024
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $215MItem 5.F on the latest filing (2024-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $215M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $215Mgross asset value as reported per fund; never fund size
SEC number: 801-117198
CRD: 281712
Filings on the tape: 21
First filed: Oct 8, 2015
Latest filed: Mar 29, 2024
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AQ EVEREST TRUST	Shareholder	D	yes	08/2011	Feb 5, 2020	Mar 29, 2024
BMUR HOLDINGS, LLC	Member	C	yes	09/2015	Feb 5, 2020	Mar 29, 2024
EVEREST HILL GROUP INC.	Shareholder	E	yes	02/2018	Oct 8, 2015	Mar 29, 2024
FINE, ROBERT, MICHAEL	Member	B	yes	09/2015	Oct 8, 2015	Mar 29, 2024
HUNT CAPITAL HOLDINGS INVESTMENTS, LLC	Member	E	yes	02/2018	Mar 31, 2022	Mar 29, 2024
HUNT COMPANIES, INC.	Member	E	yes	11/2013	Feb 5, 2020	Mar 29, 2024
HUNT COMPANY, LLC	Member	E	yes	02/2016	Feb 5, 2020	Mar 29, 2024
HUNT ELP, LTD	Member	E	yes	08/2017	Mar 31, 2022	Mar 29, 2024
HUNT FS HOLDINGS III, LLC	Member	C	yes	01/2020	Feb 5, 2020	Mar 29, 2024
HUNT, JOSHUA, WILLIAM	Trustee	F	yes	11/2013	Feb 5, 2020	Mar 29, 2024
Hunt, Woodley	Shareholder	C	yes	11/2013	Feb 5, 2020	Mar 29, 2024
MELCHIORRE, MARK	Cio	Na	yes	05/2019	Jul 19, 2019	Mar 29, 2024
PECORA, JASON, LOUIS	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER	Na	yes	01/2023	Feb 23, 2023	Mar 29, 2024
Q MANAGEMENT SERVICES (PTC), LTD.	Trustee	F	yes	09/2011	Feb 5, 2020	Mar 29, 2024
QUADRANT HOLDINGS INC.	Member	E	yes	12/2020	Mar 31, 2022	Mar 29, 2024
QUADRANT INVESTMENTS HOLDINGS, LLC	Member	E	yes	02/2006	Feb 5, 2020	Mar 29, 2024
QUADRANT MANAGEMENT, LLC	Member	E	yes	02/2018	Mar 31, 2022	Mar 29, 2024
TIRSCHWELL, ROBERT, MOYSE	Member	B	yes	09/2015	Oct 8, 2015	Mar 29, 2024
WGH DYNASTY TRUST	Shareholder	C	yes	11/2013	Feb 5, 2020	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BREAN CAPITAL PARTNERS 2, LLC	n/a	n/a	n/a	N	yes	n/a
BREAN CAPITAL, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 29, 2024	$215M	$215M	9	5	0	1	$215M
2022	Mar 31, 2023	$262M	$262M	13	10	0	5	$262M
2021	Mar 31, 2022	$940M	$940M	20	10	1	5	$940M
2020	Mar 31, 2021	$1.5B	$1.5B	14	10	0	n/a	n/a
2019	Mar 30, 2020	$88.0M	$88.0M	8	8	0	n/a	n/a
2016	Mar 29, 2017	n/a	n/a	5	3	n/a	n/a	n/a
2015	Mar 31, 2016	n/a	n/a	5	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$215M	$262M	-18.0%	$1.5B	-47.7%	9	13	0	0

Relationships

Controls (19)

← FINE, ROBERT, MICHAELOwnerMEMBER, ownership code B, individual
Oct 8, 2015 to presentfactForm ADV
← TIRSCHWELL, ROBERT, MOYSEOwnerMEMBER, ownership code B, individual
Oct 8, 2015 to presentfactForm ADV
← PECORA, JASON, LOUISOwnerCHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER, ownership code NA, individual
Feb 23, 2023 to presentfactForm ADV
← MELCHIORRE, MARKOwnerCIO, ownership code NA, individual
Jul 19, 2019 to presentfactForm ADV
← Hunt, WoodleyOwnerSHAREHOLDER, ownership code C, individual
Feb 5, 2020 to presentfactForm ADV
← HUNT, JOSHUA, WILLIAMOwnerTRUSTEE, ownership code F, individual
Feb 5, 2020 to presentfactForm ADV
← AQ EVEREST TRUSTOwnerSHAREHOLDER, ownership code D, foreign entity
Feb 5, 2020 to presentfactForm ADV
← BMUR HOLDINGS, LLCOwnerMEMBER, ownership code C, domestic entity
Feb 5, 2020 to presentfactForm ADV
← EVEREST HILL GROUP INC.OwnerSHAREHOLDER, ownership code E, foreign entity
Oct 8, 2015 to presentfactForm ADV
← HUNT CAPITAL HOLDINGS INVESTMENTS, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 31, 2022 to presentfactForm ADV
← HUNT COMPANIES, INC.OwnerMEMBER, ownership code E, domestic entity
Feb 5, 2020 to presentfactForm ADV
← HUNT COMPANY, LLCOwnerMEMBER, ownership code E, domestic entity
Feb 5, 2020 to presentfactForm ADV
← HUNT ELP, LTDOwnerMEMBER, ownership code E, domestic entity
Mar 31, 2022 to presentfactForm ADV
← HUNT FS HOLDINGS III, LLCOwnerMEMBER, ownership code C, domestic entity
Feb 5, 2020 to presentfactForm ADV
← Q MANAGEMENT SERVICES (PTC), LTD.OwnerTRUSTEE, ownership code F, foreign entity
Feb 5, 2020 to presentfactForm ADV
← QUADRANT HOLDINGS INC.OwnerMEMBER, ownership code E, domestic entity
Mar 31, 2022 to presentfactForm ADV
← QUADRANT INVESTMENTS HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Feb 5, 2020 to presentfactForm ADV
← QUADRANT MANAGEMENT, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 31, 2022 to presentfactForm ADV
← WGH DYNASTY TRUSTOwnerSHAREHOLDER, ownership code C, domestic entity
Feb 5, 2020 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
Brean Asset Management, Llc reported RAUM $262.3M, down 72% from $940.4M (2023-02-23 to 2023-03-31)
Form ADVobserved 4 days ago
$-678M
Occurred
Feb 23, 2023
Control person joined
Louis Jason Pecora (Chief Compliance Officer, Chief Operating Officer & Chief Financial Officer) appeared on Schedule A of Brean Asset Management, Llc
Form ADVobserved 4 days ago
Occurred
Feb 23, 2023
Control person left
L Patrick Marano (Chief Compliance Officer) no longer on Schedule A of Brean Asset Management, Llc (listed 2022-03-31, absent 2023-02-23)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Brean Asset Management, Llc reported RAUM $940.4M, down 38% from $1.5B (2021-12-10 to 2022-03-31)
Form ADVobserved 4 days ago
$-567M
Occurred
Mar 31, 2021
Regulatory AUM changed
Brean Asset Management, Llc reported RAUM $1.5B, up 1614% from $88.0M (2020-07-07 to 2021-03-31)
Form ADVobserved 4 days ago
$1.4B
Occurred
Mar 31, 2021
Control person left
Anthony William Brown (Managing Director And Chief Investment Officer) no longer on Schedule A of Brean Asset Management, Llc (listed 2020-07-07, absent 2021-03-31)
Form ADVobserved 4 days ago
Occurred
Feb 5, 2020
Control person joined
Woodley Hunt (Shareholder) appeared on Schedule A of Brean Asset Management, Llc
Form ADVobserved 4 days ago
Occurred
Feb 5, 2020
Control person joined
William Joshua Hunt (Trustee) appeared on Schedule A of Brean Asset Management, Llc
Form ADVobserved 4 days ago
Occurred
Jul 19, 2019
Control person left
Jay Alexander Sellinger (Chief Compliance Officer) no longer on Schedule A of Brean Asset Management, Llc (listed 2017-04-17, absent 2019-07-19)
Form ADVobserved 4 days ago
Occurred
Jul 19, 2019
Control person left
Lawrence Samuel Warren (Managing Director) no longer on Schedule A of Brean Asset Management, Llc (listed 2017-04-17, absent 2019-07-19)
Form ADVobserved 4 days ago
Occurred
Jul 19, 2019
Control person joined
Mark Melchiorre (Managing Partner) appeared on Schedule A of Brean Asset Management, Llc
Form ADVobserved 4 days ago
Occurred
Jul 19, 2019
Control person joined
Anthony William Brown (Managing Director And Chief Investment Officer) appeared on Schedule A of Brean Asset Management, Llc
Form ADVobserved 4 days ago
Occurred
Oct 8, 2015
First Form ADV filing
Brean Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4e504e1-e732-8101-3fc5-3304309f8215
First observed: Oct 8, 2015
Last observed: Mar 29, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BREAN ASSET MANAGEMENT, LLC

CRD 281712

SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4e504e1-e732-8101-3fc5-3304309f8215

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:46 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AQ EVEREST TRUST

Shareholder

yes

08/2011

Feb 5, 2020

Mar 29, 2024

BMUR HOLDINGS, LLC

Member

yes

09/2015

Feb 5, 2020

Mar 29, 2024

EVEREST HILL GROUP INC.

Shareholder

yes

02/2018

Oct 8, 2015

Mar 29, 2024

FINE, ROBERT, MICHAEL

Member

yes

09/2015

Oct 8, 2015

Mar 29, 2024

HUNT CAPITAL HOLDINGS INVESTMENTS, LLC

Member

yes

02/2018

Mar 31, 2022

Mar 29, 2024

HUNT COMPANIES, INC.

Member

yes

11/2013

Feb 5, 2020

Mar 29, 2024

HUNT COMPANY, LLC

Member

yes

02/2016

Feb 5, 2020

Mar 29, 2024

HUNT ELP, LTD

Member

yes

08/2017

Mar 31, 2022

Mar 29, 2024

HUNT FS HOLDINGS III, LLC

Member

yes

01/2020

Feb 5, 2020

Mar 29, 2024

HUNT, JOSHUA, WILLIAM

Trustee

yes

11/2013

Feb 5, 2020

Mar 29, 2024

Hunt, Woodley

Shareholder

yes

11/2013

Feb 5, 2020

Mar 29, 2024

MELCHIORRE, MARK

Cio

yes

05/2019

Jul 19, 2019

Mar 29, 2024

PECORA, JASON, LOUIS

CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER

yes

01/2023

Feb 23, 2023

Mar 29, 2024

Q MANAGEMENT SERVICES (PTC), LTD.

Trustee

yes

09/2011

Feb 5, 2020

Mar 29, 2024

QUADRANT HOLDINGS INC.

Member

yes

12/2020

Mar 31, 2022

Mar 29, 2024

QUADRANT INVESTMENTS HOLDINGS, LLC

Member

yes

02/2006

Feb 5, 2020

Mar 29, 2024

QUADRANT MANAGEMENT, LLC

Member

yes

02/2018

Mar 31, 2022

Mar 29, 2024

TIRSCHWELL, ROBERT, MOYSE

Member

yes

09/2015

Oct 8, 2015

Mar 29, 2024

WGH DYNASTY TRUST

Shareholder

yes

11/2013

Feb 5, 2020

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BREAN CAPITAL PARTNERS 2, LLC

n/a

yes

n/a

BREAN CAPITAL, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 29, 2024

$215M

2022

Mar 31, 2023

$262M

2021

Mar 31, 2022

$940M

2020

Mar 31, 2021

$1.5B

n/a

2019

Mar 30, 2020

$88.0M

n/a

2016

Mar 29, 2017

n/a

2015

Mar 31, 2016

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$215M

$262M

-18.0%

$1.5B

-47.7%