DFX Intelligence

M•••••• A•••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M•••••• A•••• M•••••••••

M•••••• A•••• M•••••••••, LLC, CRD 298966

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4eb3778-2291-45ab-76ad-786208e201c7

Data as of Mar 17, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 9, 2018 to Mar 17, 2020
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $151M••• Locked
Discretionary RAUM: $151M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••••• A••••••••• B••• M••••• F•••• L•	Hedge Fund	$151M	Mar 17, 2020	3	May 29, 2018	reported	021-307342
M•••••• A••••••••• B••• F•••• L•••	Hedge Fund	$15.7M	Mar 17, 2020

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• J•••• M••••••	CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER	C	yes	07/2018	Oct 9, 2018	Mar 17, 2020
J•••••• P•••••••• J••••••	CO-CHIEF INVESTMENT OFFICER	B	yes	07/2018	Oct 9, 2018	Mar 17, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••• A••••••••• B••• G•• L•••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 17, 2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$151M	$101M	48.6%	n/a	n/a	10	9	0	0

Relationships

Advises (2)

→ M•••••• A••••••••• B••• F•••• L•••Private fundHedge Fund, IA
Sep 20, 2019 to presentfactForm ADV
→ M•••••• A••••••••• B••• M••••• F•••• L•Private fundHedge Fund, IA
May 29, 2018 to presentfactForm ADV

Controls (4)

← J•••••• P•••••••• J••••••OwnerCO-CHIEF INVESTMENT OFFICER, ownership code B, individual
Oct 9, 2018 to presentfactForm ADV
← B•••••• J•••• M••••••

Dated events

Occurred
Oct 9, 2018
First Form ADV filing
M•••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4eb3778-2291-45ab-76ad-786208e201c7
First observed: Oct 9, 2018
Last observed: Mar 17, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.