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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BOARDWALK FINANCIAL STRATEGIES LLC

CRD 165048

HARTLAND, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4ebf368-da2b-04fb-f644-e8e32340a5d2

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Mar 16, 2023 to Aug 6, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $198MItem 5.F on the latest filing (2026-08-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $159M
Private client RAUM: $198MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $65.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 593
Individual clients: 18
High net worth clients: 67
Custody, client assets: $145M
SEC number: 801-127667
CRD: 165048
Filings on the tape: 10
First filed: Mar 16, 2023
Latest filed: Aug 6, 2026
Organised: Limited Liability Company, WI

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRITTANY LYNN FALKNER	Certified Financial Planner	HARTLAND, WI	3	10	3	no
Colbey Jordan Grisar	n/a	HARTLAND, WI	1	12	n/a	no
MICHAEL JOHN RODENBAUGH	Certified Financial Planner\|Chartered Financial Analyst	HARTLAND, WI	0	20	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RODENBAUGH, HEIDI, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	01/2023	Mar 24, 2023	Sep 26, 2024
RODENBAUGH, MICHAEL, JOHN	MANAGING MEMBER	E	yes	07/2012	Mar 16, 2023	Sep 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 25, 2026	$198M	$159M	6	3	n/a	n/a
2024	Mar 6, 2025	$176M	$142M	6	4	n/a	n/a
2023	Mar 15, 2024	$142M	$113M	5	3	n/a	n/a
2022	Mar 30, 2023	$114M	$107M	5	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$198M	$176M	12.5%	$114M	20.0%	6	6	0	0

Relationships

Registered with (5)

← MICHAEL JOHN RODENBAUGHAdvisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV
← Colbey Jordan GrisarAdvisorregistration: current employment
Aug 29, 2025 to presentfactForm ADV
← BRITTANY LYNN FALKNERAdvisorregistration: current employment
Jun 27, 2023 to presentfactForm ADV
← James W. HillAdvisorregistration: previous registration
Jun 8, 2023 to Jun 17, 2025factForm ADV
← JOHN ROBERT MORTONAdvisorregistration: previous registration
Mar 29, 2018 to May 1, 2025factForm ADV

Controls (2)

← RODENBAUGH, MICHAEL, JOHNOwnerMANAGING MEMBER, ownership code E, individual
Mar 16, 2023 to Sep 26, 2024factForm ADV
← RODENBAUGH, HEIDI, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 24, 2023 to Sep 26, 2024factForm ADV

Dated events

Occurred
Jun 17, 2025
Advisor changed firm
James W. Hill left Boardwalk Financial Strategies Llc for Apollon Wealth Management, Llc (registered 2025-07-11)
Form ADVobserved 5 days ago
Occurred
May 1, 2025
Advisor changed firm
John Robert Morton left Boardwalk Financial Strategies Llc for Mariner (registered 2025-05-06)
Form ADVobserved 5 days ago
Occurred
Mar 24, 2023
Control person joined
Heidi Rodenbaugh (Chief Compliance Officer) appeared on Schedule A of Boardwalk Financial Strategies Llc
Form ADVobserved 5 days ago
Occurred
Mar 16, 2023
First Form ADV filing
Boardwalk Financial Strategies Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4ebf368-da2b-04fb-f644-e8e32340a5d2
First observed: Mar 16, 2023
Last observed: Aug 6, 2026 45 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BOARDWALK FINANCIAL STRATEGIES LLC

CRD 165048

HARTLAND, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4ebf368-da2b-04fb-f644-e8e32340a5d2

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRITTANY LYNN FALKNER

Certified Financial Planner

HARTLAND, WI

Colbey Jordan Grisar

n/a

HARTLAND, WI

n/a

MICHAEL JOHN RODENBAUGH

Certified Financial Planner|Chartered Financial Analyst

HARTLAND, WI

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RODENBAUGH, HEIDI, MARIE

CHIEF COMPLIANCE OFFICER

yes

01/2023

Mar 24, 2023

Sep 26, 2024

RODENBAUGH, MICHAEL, JOHN

MANAGING MEMBER

yes

07/2012

Mar 16, 2023

Sep 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$198M

$159M

n/a

2024

Mar 6, 2025

$176M

$142M

n/a

2023

Mar 15, 2024

$142M

$113M

n/a

2022

Mar 30, 2023

$114M

$107M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$198M

$176M

12.5%

$114M

20.0%