This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ARAX ADVISORY PARTNERS

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 23, 2011earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

1

Exams

S66

First exam

Sep 23, 2011

First registration

Sep 24, 2011

Dual registered

no

Other names

JOSEPH PIGNATANO|Joe Pignatano

IAPD individual key

5891027

• Occurred

  Nov 24, 2023
  Advisor changed firm

  Joseph Michael Pignatano left Charles Schwab & Co., Inc. for Transcend Capital Advisors, Llc (registered 2025-02-04)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b4ed213d-a56a-5d1b-3f7a-b30307824ccb

First observed

Sep 24, 2011

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.