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RIA / WealthAdvisor26 years in industry

DEBORA ANN CALEY

Advisor at RICHWOOD INVESTMENT ADVISORS, LLC

CINCINNATI, OH

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Search this name across graphsid dfx:ria:b4f30342-5ef9-4b3a-0abf-8953ed6c4236

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RICHWOOD INVESTMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jan 11, 2008
First registration: Jan 1, 2000
Dual registered: no
Other names: DEBORA ANN ARAGI|DEBORA ANN LOCKENWITZ
IAPD individual key: 2961803

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RICHWOOD INVESTMENT ADVISORS, LLC	Independent wealth	Apr 14, 2010	n/a	yes	CINCINNATI, OH	Current employment
EVANS FINANCIAL GROUP, INC.	n/a	Jan 24, 2008	Apr 30, 2010	no	CINCINNATI, OH	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Dec 13, 2007	Jan 23, 2008	no	CINCINNATI, OH	Previous registration
RIVERPOINT CAPITAL MANAGEMENT, INC.	Former SEC adviser	Mar 23, 2005	Oct 31, 2007	no	CINCINNATI, OH	Previous registration
ALPHAMARK ADVISORS, LLC	Former SEC adviser	Nov 12, 2004	Jan 21, 2005	no	FT. MITCHELL, KY	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 1, 2000	Mar 5, 2004	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EVANS FINANCIAL GROUP, INC.	RICHWOOD INVESTMENT ADVISORS, LLC	Apr 30, 2010	Apr 14, 2010	-16	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	EVANS FINANCIAL GROUP, INC.	Jan 23, 2008	Jan 24, 2008	1	Firm change	Other
RIVERPOINT CAPITAL MANAGEMENT, INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Oct 31, 2007	Dec 13, 2007	43	Firm change	Other
ALPHAMARK ADVISORS, LLC	RIVERPOINT CAPITAL MANAGEMENT, INC.	Jan 21, 2005	Mar 23, 2005	61	Firm change	Other
CHARLES SCHWAB & CO., INC.	ALPHAMARK ADVISORS, LLC	Mar 5, 2004	Nov 12, 2004	252	Firm change	Other

Relationships

Registered with (6)

→ RICHWOOD INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Apr 14, 2010 to presentfactForm ADV
→ EVANS FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jan 24, 2008 to Apr 30, 2010factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 13, 2007 to Jan 23, 2008factForm ADV
→ RIVERPOINT CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 23, 2005 to Oct 31, 2007factForm ADV
→ ALPHAMARK ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 12, 2004 to Jan 21, 2005factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 1, 2000 to Mar 5, 2004factForm ADV

Dated events

No dated event names this entity yet.