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C••• L• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

C••• L• L•••

Advisor at W••••••• S••••••••• I•••

Cranberry Township, PA | Wexford, PA | Pittsburgh, PA | WHEELING, WV | PITTSBURGH, PA

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Search this name across graphsid dfx:ria:b4f6d428-5b9f-c4fc-1571-ea3a3beb761c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• S••••••••• I•••	Bd affiliated wealth	Dec 3, 2019	n/a	yes	PITTSBURGH, PA\|WHEELING, WV\|Cranberry Township, PA\|Pittsburgh, PA\|Wexford, PA	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	Nov 17, 2015	Nov 21, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	W••••••• S••••••••• I•••	Nov 21, 2019	Dec 3, 2019	12	Firm change	Ibd to ibd
L•• F•••••••• L••	O•••• I••••••••• I•••	Dec 3, 2015

Relationships

Registered with (3)

→ W••••••• S••••••••• I•••Registered adviserregistration: current employment
Dec 3, 2019 to presentfactForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Nov 17, 2015 to Nov 21, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 14, 2013 to Dec 3, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4f6d428-5b9f-c4fc-1571-ea3a3beb761c
First observed: Jan 14, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.