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Advisor at CAPITAL CLIENT GROUP, INC.
Indianapolis, IN | CARMEL, IN | SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | May 29, 2025 | n/a | yes | CARMEL, IN|Indianapolis, IN|SAN ANTONIO, TX | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jun 14, 2021 | Aug 5, 2021 | no | MERRIMACK, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | CAPITAL CLIENT GROUP, INC. | Aug 5, 2021 | May 29, 2025 | 1,393 | Firm change after gap | Other |