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D•••••• A•• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

D•••••• A•• P•••••

Advisor at A••• A••••••• P•••••••

Houston, TX | NEW YORK, NY

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Search this name across graphsid dfx:ria:b501a417-ac22-aa8d-6e1a-afafd6d84de8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 11, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Jul 29, 2026	n/a	yes	Houston, TX\|NEW YORK, NY	Current employment
U••• C•••••• W••••• A•••••••• L••	Bd affiliated wealth	Jun 30, 2021	Jul 22, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U••• C•••••• W••••• A•••••••• L••	A••• A••••••• P•••••••	Jul 22, 2026	Jul 29, 2026	7	Bulk transfer	Ibd to ibd
U••• R•• L••	U••• C•••••• W••••• A•••••••• L••	Jun 30, 2021

Relationships

Registered with (4)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Jul 29, 2026 to presentfactForm ADV
→ U••• C•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 30, 2021 to Jul 22, 2026factForm ADV
→ U••• R•• L••Registered adviserregistration: previous registration
Jan 3, 2012 to Jun 30, 2021factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b501a417-ac22-aa8d-6e1a-afafd6d84de8
First observed: Aug 11, 1993
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.