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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
New York, NY | OLD TAPPAN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 6, 2016 | n/a | yes | New York, NY|OLD TAPPAN, NJ | Current employment |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Oct 15, 2013 | Sep 6, 2016 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 22, 2004 | Apr 9, 2008 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DEUTSCHE BANK SECURITIES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Sep 6, 2016 | Sep 6, 2016 | 0 | Bulk transfer | Other |
| J.P. MORGAN SECURITIES LLC | DEUTSCHE BANK SECURITIES INC. | Apr 9, 2008 | Oct 15, 2013 | 2,015 | Firm change after gap | Other |