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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

PERRY DUANE NOCIFORA

Advisor at OSAIC WEALTH, INC.

WESTMINSTER, CA

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Search this name across graphsid dfx:ria:b50c87bb-2183-4004-d3bd-5a065564dd18

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 4, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jan 4, 1993
First registration: Jul 1, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1387635

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	n/a	yes	WESTMINSTER, CA	Current employment
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 13, 2016	Nov 2, 2018	no	WESTMINSTER, CA\|LAKE ARROWHEAD, CA\|HUNTINGTON BEACH, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Sep 4, 2009	May 13, 2016	no	HUNTINGTON BEACH, CA\|LAKE ARROWHEAD, CA\|WESTMINSTER, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, INC.	n/a	Jan 7, 2004	Sep 4, 2009	no	WESTMINSTER, CA\|HUNTINGTON BEACH, CA\|LAKE ARROWHEAD, CA\|HUNTINGTON BEACH, CA	Previous registration
INVESTOR FINANCIAL SOLUTIONS	n/a	Apr 10, 2003	Sep 24, 2003	no	HUNTINGTON BEACH, CA	Previous registration
INVESTOR FINANCIAL SOLUTIONS	n/a	Jul 1, 2002	Oct 21, 2002	no	HUNTINGTON BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
TRANSAMERICA FINANCIAL ADVISORS, LLC	SIGNATOR INVESTORS, INC.	May 13, 2016	May 13, 2016	0	Bulk transfer	Other
TRANSAMERICA FINANCIAL ADVISORS, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Sep 4, 2009	Sep 4, 2009	0	Bulk transfer	Other
INVESTOR FINANCIAL SOLUTIONS	TRANSAMERICA FINANCIAL ADVISORS, INC.	Sep 24, 2003	Jan 7, 2004	105	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 13, 2016 to Nov 2, 2018factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 4, 2009 to May 13, 2016factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 7, 2004 to Sep 4, 2009factForm ADV
→ INVESTOR FINANCIAL SOLUTIONSRegistered adviserregistration: previous registration
Apr 10, 2003 to Sep 24, 2003factForm ADV

Dated events

No dated event names this entity yet.