DFX Intelligence

K••• H••••••• • P••••••• •••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserMixed wealth managerSEC registeredRAUM under $100M

K••• H••••••• • P••••••• •••• I•••

CRD 282353

TORONTO, ON

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Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 13
On other graphs: 0
Observed: Mar 15, 2016 to Jul 1, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.22 fund_share=0.0 institutional_share=0.12 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $21.7M••• Locked
Discretionary RAUM: $21.7M
Private client RAUM: $4.7Mderived••• Locked
Private client share: 22%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $5.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K•••••• J•••• H•••••••	Chartered Financial Analyst	TORONTO, ON	10	24	n/a	no
J••• A•••••• B•••• C••••	Chartered Financial Analyst	TORONTO, ON	10	24

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• J•••• A•••••• B••••	CEO & PRESIDENT; DIRECTOR	Na	yes	05/2017	Sep 28, 2017	Feb 14, 2024
F••••••• C••••••••	CFO; DIRECTOR	Na	yes	05/2017	Sep 28, 2017	Feb 14, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K••• H••••••• • P••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$21.7M	$20.7M	5.1%	$14.2M	15.2%	10	9	0	0

Relationships

Registered with (4)

← A••••• C••••••Advisorregistration: current employment
Mar 18, 2024 to presentfactForm ADV
← R••••• M••••••Advisorregistration: current employment
Apr 14, 2023 to presentfactForm ADV
← J••• A•••••• B•••• C••••Advisorregistration: current employment
Apr 6, 2016 to presentfactForm ADV
← K•••••• J•••• H•••••••

Dated events

Order

Occurred
1 Jul 2026
Ria majority owner change3 events
K••• H••••••• • P••••••• •••• I•••: ria majority owner change, 3 events, on 1 Jul 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
1 Jul 2026
Ria indirect owner change8 events
K••• H••••••• • P••••••• •••• I•••: ria indirect owner change, 8 events, on 1 Jul 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
3 Mar 2023
Control person left
••• Locked
Form ADV
Occurred
15 Mar 2016
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 15, 2016
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.