DFX Intelligence
Data Factory
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CRD 269892
RED BANK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MANGONE, DAVID, GERALD | MANAGING MEMBER | C | yes | 05/2015 | Jul 24, 2015 | Mar 5, 2019 |
| STERLING, CLIFFORD, AUGUST | MANAGING MEMBER | C | yes | 05/2015 | Jul 24, 2015 | Mar 5, 2019 |
| STERLING, LEE, MICHAEL | MEMBER & CCO | C | yes | 05/2015 | Jul 24, 2015 | Mar 5, 2019 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Jan 19, 2019 | $71.2M | $68.8M | 3 | 2 | 0 | n/a | n/a |
| 2017 | Feb 28, 2018 | $76.8M | $70.7M | 3 | 3 | 1 | n/a | n/a |
| 2016 | Mar 21, 2017 | $45.5M | $42.5M | 3 | 3 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $33.9M | $33.1M | 3 | 3 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $71.2M | $76.8M | -7.3% | $33.9M | 28.0% | 3 | 3 | 0 | 1 |